Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick James SheppardAtlantic Retirement & Wealth Advisors LLCPurshe Kaplan Sterling Investments10-15-2015
Anthony Mark DonnellyAtlas Sustainable Wealth, LLCBeacon Pointe Advisors, LLC05-07-2019
Jeffrey Brent AugustineAugustine Financial Solutions LLCArgent Wealth Management, LLC07-20-2017
James Louis BagliniAXA Advisors, LLCEagle Strategies LLC10-11-2019
Robert Gibson Abbott IIIAXA Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC08-24-2018
Mark Steven WaterhouseAXA Advisors, LLCShepherd Financial Partners, LLC12-12-2017
Donna L. WalshAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2012
Robert Joseph LynchAXA Advisors, LLCEquity Services, Inc.03-03-2011
William Edmund CooperAXA Advisors, LLCEquity Services, Inc.03-03-2011
Richard Ian ShakterAXA Advisors, LLCEquity Services, Inc.$10003-02-2011
Gerald Anthony GovatsosAXA Advisors, LLCEquity Services, Inc.$2503-02-2011
Joshua John ParadisAXA Advisors, LLCEquity Services, Inc.$1003-02-2011
Sheila Chen LawrenceBallentine PartnersBALLENTINE FINN & CO INC02-23-2010
Kyle Judge SchafferBallentine PartnersBallentine Finn & Co Inc02-23-2010
Jayson Stephen DeangelisBallentine PartnersBallentine Finn & Co Inc02-23-2010
Austin Michael PoirierBallentine PartnersBallentine Finn & Co Inc02-23-2010
William R. TickleBallentine PartnersBallentine Finn & Co Inc02-23-2010
Stephen A. MartoneBallentine PartnersBallentine Finn & Co Inc02-23-2010
John Barry TubmanBallentine PartnersBALLENTINE FINN & CO INC02-23-2010
Adam William OchlisBallentine PartnersBALLENTINE FINN & CO INC02-23-2010
Debra Anne WhitneyBallentine PartnersBALLENTINE FINN & CO INC02-23-2010
Thomas Walker BullittBallentine PartnersBALLENTINE FINN & CO INC02-22-2010
Lori H. MoncadaBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Francis J. Burgoyne IIBankers Life Securities, Inc.ProEquities, Inc.01-15-2016
Bryan C BarthBarth Capital LLCWinslow, Evans & Crocker, Inc.03-26-2015
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Showing 151 to 175 of 3,282 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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