Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arnold Paul ServaisMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
David Matthew ClaymanCitigroup Global Markets Inc.UBS Financial Services Inc.01-01-2009
Garry Jay WeinerMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jack HoehleinMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jeffrey Stuart BloomfieldMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
John Augustus Lechner IVMorgan Stanley & Co. IncorporatedDeutsche Bank Securities Inc.01-01-2009
Samuel Mcclay Yonce Jr.Morgan Stanley & Co. IncorporatedDeutsche Bank Securities Inc.01-01-2009
Terrence Michael McmahonMorgan Stanley & Co. IncorporatedDeutsche Bank Securities Inc.01-01-2009
Ali Sina MandalinciUBS Financial Services Inc.Citigroup Global Markets Inc.01-02-2009
Jill Marie HansenCommonwealth Financial NetworkInfinex Investments, Inc.$1201-02-2009
Richard Stephen ElmanMoors & Cabot, Inc.UBS Financial Services Inc.$5001-02-2009
Stasia RichardsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.01-02-2009
David Reynolds AveryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-05-2009
Frank RosanoNYLIFE Securities LLCMetLife Securities Inc.01-05-2009
Howard Eliot GreensteinLPL Financial LLCInvestment Professionals, Inc.01-05-2009
Brian Paul AstorinoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-06-2009
Thomas Alexander HandRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2009
Jason Sophocles SymondUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-07-2009
Joseph Coalter WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2009
Joshua Michael BenetCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-08-2009
Robert Julian RiceCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-08-2009
Anthony Conti Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-09-2009
Christopher John RoeringWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-09-2009
Edward Michael GazarianCommonwealth Financial NetworkBanc of America Investment Services, Inc.01-09-2009
John David KavalerAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.01-09-2009
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Showing 1 to 25 of 3,354 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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