Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Ian Appelstein, Justin Hill MonahanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-02-2009
Jill Marie HansenCommonwealth Financial NetworkInfinex Investments, Inc.01-02-2009
David Reynolds AveryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-05-2009
Frank RosanoNYLIFE Securities LLCMetLife Securities Inc.01-05-2009
Brian Paul AstorinoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-06-2009
Joseph Coalter WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2009
Jason Sophocles SymondUBS Financial Services Inc.Citigroup Global Markets Inc.01-07-2009
Joshua Michael BenetCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1001-08-2009
Robert Julian RiceCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-08-2009
Christopher John RoeringWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-09-2009
Peter V CarusoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-09-2009
Michael David MachnowskiWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-09-2009
Paul Francis DiianniWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-09-2009
Michael Smith KelleherWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-09-2009
Patrick Bernard HollandWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-09-2009
Thomas Edward MahonyJanney Montgomery Scott LLCMoors & Cabot, Inc.01-12-2009
Dariusz Z DomanskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$5001-15-2009
Jeffrey David BielingMoors & Cabot, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2009
Daniel Michael McLaughlinUBS Financial Services Inc.Citigroup Global Markets Inc.$2501-16-2009
Richard Charles Tegge Jr.Commonwealth Financial NetworkCitigroup Global Markets Inc.01-23-2009
Scott F NewtonUBS Financial Services Inc.RBC Capital Markets, LLC01-26-2009
Brendan Arthur DoyleMorgan StanleyPruco Securities, LLC.01-26-2009
Jonathan Robert StearnsLPL Financial LLCEdward Jones01-27-2009
James Andrew CalabreseUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-30-2009
William Stephen TagermanUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-30-2009
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Showing 1 to 25 of 3,277 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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