Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aarikka Jean BurgessKestra Investment Services, LLCAXA Advisors, LLC10-18-2017
Aarikka Jean BurgessAXA Advisors, LLCKestra Investment Services, LLC03-31-2017
Aarikka Jean BurgessKestra Investment Services, LLCCambridge Investment Research, Inc.04-01-2014
Aaron FoleyCitizens Securities, Inc.Moors & Cabot, Inc.$5009-22-2015
Aaron FoleyMoors & Cabot, Inc.Jesup & Lamont Securities Corp11-25-2009
Aaron Anthony KohlVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.05-01-2015
Aaron Eric McfaddenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-29-2014
Aaron Michael SpelkerMarathon Retirement And Pension Consulting, LLCMetLife Securities Inc.05-21-2013
Abigail Elizabeth AllenLPL Financial LLCSecurities America, Inc.04-18-2011
Abigail Lynn SmithMorgan StanleyUBS Financial Services Inc.02-10-2011
Adam BatemanFlagship Harbor Advisors, LLCMetLife Securities Inc.12-02-2013
Adam ShererWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC01-15-2016
Adam Allen BucyLPL Financial LLCEdward Jones07-31-2015
Adam Andrew CoteCambridge Investment Research, Inc.LPL Financial LLC02-16-2018
Adam Anthony WaitkevichTriad Advisors LLCMorgan Stanley02-05-2010
Adam Blaise MarcellusMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Planning Corporation01-01-2013
Adam Christopher KirbyWells Fargo Advisors Financial Network, LLCMorgan Stanley$110-10-2014
Adam Dale BrownEssex Securities LLCInvestors Capital Corp.09-10-2009
Adam Daniel BortolussiBortolussi Wealth Management, Inc.Columbia Management Investment Distributors, Inc.12-07-2010
Adam I RothbartLPL Financial LLCAllstate Financial Services, LLC03-15-2017
Adam J. ShermanSignator Investors, Inc.Park Avenue Securities LLC07-22-2009
Adam Jay RudikoffAmeriprise Financial Services, Inc.Signator Investors, Inc.$1009-06-2016
Adam Jonathan BourkBeaumont Financial Partners LLCFidelity Brokerage Services LLC06-19-2009
Adam Joseph SureauOkemo Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2012
Adam Joseph SureauMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-04-2010
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Showing 1 to 25 of 3,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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