Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aarikka Jean BurgessKestra Investment Services, LLCEquitable Advisors, LLC10-18-2017
Aaron Anthony KohlVoya Financial Advisors, Inc.Ameriprise Financial Services, LLC05-01-2015
Aaron Eric McFaddenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-29-2014
Aaron FoleySantander Securities LLCCitizens Securities, Inc.$5011-12-2019
Aaron Jacob GolubMorgan StanleySanford C. Bernstein & Co., LLC06-19-2019
Aaron James SousaMorgan StanleyTD Private Client Wealth LLC$15004-18-2018
Aaron Mark DerderianHighTower Advisors, LLCLEXINGTON WEALTH MANAGEMENT, INC.10-18-2019
Aaron Micah BeltramiCrestwood AdvisorsCrestwood Advisors LLC02-14-2017
Aaron Robert HagwoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-01-2015
Abdelmagid AlawadOneAmerica Securities, Inc.MetLife Securities Inc.03-18-2016
Abigail Lynn SmithRaymond James Financial Services, Inc.Morgan Stanley06-29-2017
Abigail Marr PsyhogeosBoston Financial Management LLCF L Putnam Investment Management Co.07-03-2018
Abraham RosenbergCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Adam BatemanFlagship Harbor Advisors, LLCMetLife Securities Inc.12-02-2013
Adam Breckenridge BeardFirst Republic Securities Company, LLCJefferies LLC$5005-11-2018
Adam Christopher KirbyWells Fargo Advisors Financial Network, LLCMorgan Stanley10-10-2014
Adam Glen RobinsonNYLIFE Securities LLCSentinel Pension Advisors Inc05-16-2011
Adam Jay RudikoffAmeriprise Financial Services, LLCSignator Investors, Inc.$1009-06-2016
Adam Joseph SureauOkemo Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2012
Adam M GrossmanMayport Wealth ManagementMiddleton & Company Inc.04-25-2017
Adam Paul RogersUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5001-14-2016
Adam Richard WojtkowskiSmith, Salley & Associates, LLCBeaumont Financial Partners LLC07-16-2019
Adam William OchlisBallentine PartnersBALLENTINE FINN & CO INC02-23-2010
Aimee Christine MardenCUSO Financial Services, L.P.Equitable Advisors, LLC01-04-2016
Aimee CullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Colony Group, LLC05-28-2013
Next Page »

Showing 1 to 25 of 2,907 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.