Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aarikka Jean BurgessKestra Investment Services, LLCAXA Advisors, LLC10-18-2017
Aaron Alan ZaunerFidelity Personal and Workplace AdvisorsStrategic Advisers LLC07-13-2018
Aaron Anthony KohlVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.05-01-2015
Aaron Charles PisciaRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Aaron Douglas FramptonFidelity Personal and Workplace AdvisorsStrategic Advisers LLC07-13-2018
Aaron Eric McFaddenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-29-2014
Aaron FoleyCitizens Securities, Inc.Moors & Cabot, Inc.09-22-2015
Aaron J. StrattonFidelity Personal and Workplace AdvisorsStrategic Advisers LLC07-13-2018
Aaron Micah BeltramiCrestwood AdvisorsCrestwood Advisors LLC02-14-2017
Aaron Michael FrancisFidelity Personal and Workplace AdvisorsStrategic Advisers LLC07-13-2018
Aaron Robert Hagwood, James Scott Tomoda, Andres F Castano, Christine Michelle DroneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-01-2015
Abraham RosenbergCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Adam BatemanFlagship Harbor Advisors, LLCMetLife Securities Inc.12-02-2013
Adam Christopher KirbyWells Fargo Advisors Financial Network, LLCMorgan Stanley10-10-2014
Adam I. RothbartLPL Financial LLCAllstate Financial Services, LLC03-15-2017
Adam J. ShermanRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Adam Jay RudikoffAmeriprise Financial Services, Inc.Signator Investors, Inc.$1009-06-2016
Adam Joseph SureauOkemo Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2012
Adam K. AbrahamFidelity Personal and Workplace AdvisorsStrategic Advisers LLC07-13-2018
Adam M GrossmanMayport Wealth ManagementMiddleton & Company Inc.04-25-2017
Adam M. IngramFidelity Personal and Workplace AdvisorsStrategic Advisers LLC07-13-2018
Adam Michael ThorntonFidelity Personal and Workplace AdvisorsStrategic Advisers LLC07-13-2018
Adam Paul RogersUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-14-2016
Adam Rolfe JensenFidelity Personal and Workplace AdvisorsStrategic Advisers LLC07-13-2018
Adam Ryan McDonaldFidelity Personal and Workplace AdvisorsStrategic Advisers LLC07-13-2018
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Showing 1 to 25 of 3,282 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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