Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Jed MeyersAllstate Financial Services, LLCLPL Financial LLC05-30-2019
Taylor Edward LivingstonGWN Securities Inc.Northwestern Mutual Investment Services, LLC05-08-2019
Thomas M. Valentine Jr.MML Investors Services, LLCCambridge Investment Research, Inc.04-17-2019
Brendan Ryan GallagherEssex Securities LLCCitizens Securities, Inc.04-05-2019
Andrew Otis HawesMML Investors Services, LLCColumbia Management Investment Distributors, Inc.03-25-2019
Farhana SyedLPL Financial LLCPruco Securities, LLC.03-25-2019
Daniel S. KatesCetera Advisor Networks LLCMid Atlantic Financial Management, Inc.03-21-2019
Daniel Scott KatesUnited Capital Financial AdvisersMid Atlantic Capital Corporation03-19-2019
Kevin F McnellyCetera Advisors LLCUnited Planners' Financial Services of America A Limited Partner03-15-2019
James Gene TaraniPruco Securities, LLC.MML Investors Services, LLC03-13-2019
James Calder MacdonaldTwin Gryphon Advisors LLCKestra Investment Services, LLC03-12-2019
Bruce WilliamsonVoya Financial Advisors, Inc.HD Vest Investment Services02-28-2019
Peter Nicholas RodisOneAmerica Securities, Inc.Secure Investment Management, LLC02-19-2019
John Robert MaraPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC02-15-2019
Kirk Moritz AndersonRevere Securities LLCMoors & Cabot, Inc.02-15-2019
Seth D AlbeckUBS Financial Services Inc.Morgan Stanley02-15-2019
Jonathan Harris LoerRenaissance Wealth Advisors, LLCFieldstone Financial Management Group, LLC02-13-2019
Lauris Stefans LambergsRenaissance Wealth Advisors, LLCFieldstone Financial Management Group, LLC02-13-2019
Ryan Thomas NagleSequentis Capital LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-11-2019
Edward Arthur Karsch Jr.Ameriprise Financial Services, Inc.Raymond James Financial Services, Inc.02-04-2019
Keith Paul MayerSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2019
Thomas Marc RadonichCitizens Securities, Inc.AXA Advisors, LLC01-31-2019
Devon Matthew CooneyCambridge Investment Research, Inc.Charles Schwab & Co., Inc.01-28-2019
Sarah Ruth BonamMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-28-2019
Mary Elizabeth HelineMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-25-2019
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Showing 1 to 25 of 3,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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