Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jarrod Liebel Raymond James Financial Services, Inc.Infinex Investments, Inc.10-02-2019
Matthew Cunningham Erik WilliamsLPL Financial LLCPark Avenue Securities LLC10-17-2013
David Atallah Mike CassaMorgan StanleyCredit Suisse Securities (USA) LLC02-15-2016
Bruce LedouxJPMorgan Chase & Co.Morgan Stanley06-25-2014
Barbara J Cummings Robert H Kjellman Carl J YoungWilliam BlairBP Wealth Management05-18-2015
Joseph P MontanaCCR Wealth ManagementAlliance Benefit Group08-25-2014
Tara Rice Amanda HancockCeteraHMS Financial Group, Raymond James07-24-2014
Sean Michael McdonoughOnboard Financial Management, LLCWinslow, Evans & Crocker, Inc.09-29-2020
Michael Joseph Dorsey JrBoston Family Office LLCRaymond James Financial Services, Inc.09-29-2020
Kevin DaleyCitizens Securities, Inc.Santander Securities LLC09-28-2020
Eric Lawrence HopkinsEquity Services, Inc.Santander Securities LLC09-28-2020
Lindsey Rene SteffeMorgan StanleyFidelity Personal and Workplace Advisors09-24-2020
Joseph WilliamsWilliams Wealth ManagementNorthwestern Mutual Investment Services, LLC09-24-2020
Christopher John CertoLake Street AdvisorsCharles Schwab & Co., Inc.09-22-2020
Dawn Marie CobakWells Fargo Clearing Services, LLCMorgan Stanley09-18-2020
Rebekah Ann PennellFerris Capital, LLCFidelity Personal and Workplace Advisors09-15-2020
Trevor Alex FarringtonEquitable Advisors, LLCSecurian Financial Services, Inc.09-14-2020
Patrick HurleyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2020
James Parker EkGWFS Equities, Inc.Citizens Securities, Inc.09-11-2020
Sylvia N KombourasMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC09-02-2020
Bruce Woodman HardyAsset Strategy Advisors, LLCPRI Financial Advisors, Inc.08-31-2020
Frederick Carpenter LaneLane Generational LLCRaymond James & Associates, Inc.08-28-2020
John Mark Schibli JrLane Generational LLCRaymond James & Associates, Inc.08-28-2020
William Henry KempleCommonwealth Financial NetworkMML Investors Services, LLC08-24-2020
Michael RobbinsPrivate Client Services, LLCWells Fargo Advisors Financial Network, LLC08-21-2020
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Showing 1 to 25 of 2,907 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.