Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad Clayton MelloCCM Investment Management, LLCSII Investments, Inc.03-14-2018
Frederick Mark LaneTriad Advisors LLCSignator Investors, Inc.03-14-2018
Reid Jonathan SobermanInfinex Investments, Inc.Capital Analysts03-12-2018
Emily Anne MullaneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-07-2018
Phillip A O'BrienSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2018
Phil Closuit, Jane FitzwilliamRaymond JamesBank of America Merrill Lynch$15003-06-2018
Thomas David MckeonCommonwealth Financial NetworkInfinex Investments, Inc.$1003-05-2018
Douglas Earl MooreSignator Investors, Inc.MML Investors Services, LLC03-02-2018
Norman Fuller Barrett IIIWells Fargo Clearing Services, LLCUBS Financial Services Inc.$103-02-2018
Christopher J BoydMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2018
Daniel Joseph SextonBeaumont Financial Partners LLCFidelity Brokerage Services LLC02-20-2018
Adam Andrew CoteCambridge Investment Research, Inc.LPL Financial LLC02-16-2018
John Patrick KeatingOppenheimer & Co. Inc.Moors & Cabot, Inc.$2502-16-2018
Joseph Francis O'Loughlin Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5002-09-2018
Kevin NeagleBolton Global CapitalJulius Baer$45002-05-2018
Andrew Theodore SillariCompass Securities CorporationBHA Select Network, LLC02-01-2018
G A A David GrayJ.W. Cole Financial, Inc.Summit Brokerage Services, Inc.01-29-2018
John G Lewis IIIJ.W. Cole Financial, Inc.Summit Brokerage Services, Inc.$5001-29-2018
Christine Elizabeth BelairCUNA Brokerage Services, Inc.LPL Financial LLC$2501-26-2018
Ramses LosierSecurian Financial Services, Inc.Principal Securities, Inc.01-26-2018
Donald E Gilbert IIIGilbert Investment ManagementBolton Global Capital01-24-2018
Rudolf VanoeverenPeak Brokerage Services, LLCSII Investments, Inc.$5001-22-2018
Pamela C BoardwayCommonwealth Financial NetworkCetera Financial Specialists LLC01-09-2018
Sullivan Reid ConleyMorgan StanleyPurshe Kaplan Sterling Investments01-08-2018
Nancy Jo HayesCommonwealth Financial NetworkINVEST Financial Corporation$2501-05-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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