Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Oleavia L PattersonSantander Securities LLCCitizens Securities, Inc.12-18-2017
James Robert AbrahamRevere Securities LLCMutual Securities, Inc.12-14-2017
Dale Francis Lavelle Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2017
Charles William GableWells Fargo Clearing Services, LLCLPL Financial LLC12-12-2017
Jason FaroukCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2017
Mark Steven WaterhouseAXA Advisors, LLCShepherd Financial Partners, LLC12-12-2017
Quan Hoang NguyenMML Investors Services, LLCForesters Financial Services, Inc.12-12-2017
Jack Harold KeleshianCitizens Securities, Inc.BancWest Investment Services, Inc.12-08-2017
Jeffrey David MooreInvestacorp, Inc.SII Investments, Inc.$2512-08-2017
Walid Jack ElkhouryTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
Anthony John SalernoAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$1012-07-2017
David CampisanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC12-07-2017
Nicholas Hendrik Van OeverenMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.12-04-2017
Paul Robert Fehrenbach Jr.Moors & Cabot, Inc.Raymond James & Associates, Inc.$10012-01-2017
Brendan Daniel SheehanLPL Financial LLCNational Planning Corporation$5011-29-2017
Brett Daniel BengtsonLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Brian Thomas GasbarroLPL Financial LLCNational Planning Corporation11-29-2017
Brilene Marie FahertyLPL Financial LLCNational Planning Corporation11-29-2017
Christopher M RonkeseLPL Financial LLCNational Planning Corporation11-29-2017
Declan Martin MaherLPL Financial LLCNational Planning Corporation11-29-2017
Gerald Sahog JamgochianLPL Financial LLCNational Planning Corporation$5011-29-2017
Henry Raymond Ouellette Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Jerold Sumner WeinsteinLPL Financial LLCNational Planning Corporation11-29-2017
Jorge Arturo Flores IILPL Financial LLCNational Planning Corporation11-29-2017
Joseph Steven VitaLPL Financial LLCNational Planning Corporation11-29-2017
« Previous PageNext Page »

Showing 251 to 275 of 3,347 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.