Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Oleavia L PattersonSantander Securities LLCCitizens Securities, Inc.12-18-2017
James Robert AbrahamRevere Securities LLCMutual Securities, Inc.12-14-2017
Dale Francis Lavelle Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2017
Charles William GableWells Fargo Clearing Services, LLCLPL Financial LLC12-12-2017
Jason FaroukCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2017
Mark Steven WaterhouseAXA Advisors, LLCShepherd Financial Partners, LLC12-12-2017
Quan Hoang NguyenMML Investors Services, LLCForesters Financial Services, Inc.12-12-2017
Jack Harold KeleshianCitizens Securities, Inc.BancWest Investment Services, Inc.12-08-2017
Jeffrey David MooreInvestacorp, Inc.SII Investments, Inc.$2512-08-2017
Walid Jack ElkhouryTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
Anthony John SalernoAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$1012-07-2017
David CampisanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC12-07-2017
Nicholas Hendrik Van OeverenMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.12-04-2017
Paul Robert Fehrenbach Jr.Moors & Cabot, Inc.Raymond James & Associates, Inc.$10012-01-2017
Brendan Daniel SheehanLPL Financial LLCNational Planning Corporation$5011-29-2017
Brett Daniel BengtsonLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Brian Thomas GasbarroLPL Financial LLCNational Planning Corporation11-29-2017
Brilene Marie FahertyLPL Financial LLCNational Planning Corporation11-29-2017
Christopher M RonkeseLPL Financial LLCNational Planning Corporation11-29-2017
Declan Martin MaherLPL Financial LLCNational Planning Corporation11-29-2017
Gerald Sahog JamgochianLPL Financial LLCNational Planning Corporation$5011-29-2017
Henry Raymond Ouellette Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Jerold Sumner WeinsteinLPL Financial LLCNational Planning Corporation11-29-2017
Jorge Arturo Flores IILPL Financial LLCNational Planning Corporation11-29-2017
Joseph Steven VitaLPL Financial LLCNational Planning Corporation11-29-2017
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Showing 251 to 275 of 3,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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