Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lindsay L. DupuyLPL Financial LLCNational Planning Corporation11-29-2017
Michael Anthony CampbellLPL Financial LLCNational Planning Corporation11-29-2017
Michael Lee LauraMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvesco Distributors, Inc.$5011-29-2017
Michael Thomas FeenanLPL Financial LLCNational Planning Corporation11-29-2017
Mohammed A SiddiquiLPL Financial LLCNational Planning Corporation11-29-2017
Paul R DioLPL Financial LLCNational Planning Corporation11-29-2017
Robert Michael DannaLPL Financial LLCNational Planning Corporation11-29-2017
Ronald Montgomery AndersonLPL Financial LLCNational Planning Corporation11-29-2017
Sean Patrick FairLPL Financial LLCNational Planning Corporation11-29-2017
Thomas Gregory FeenanLPL Financial LLCNational Planning Corporation$5011-29-2017
Thomas J ElkinsLPL Financial LLCNational Planning Corporation11-29-2017
Tina Marie ChandlerLPL Financial LLCNational Planning Corporation11-29-2017
Wayne Carl BaileyLPL Financial LLCNational Planning Corporation$111-29-2017
Amanda Elizabeth CarterEF Legacy Securities, LLCFidelity Brokerage Services LLC11-28-2017
Edward Lawrence Kiernan IVSagePoint Financial, Inc.SII Investments, Inc.$25011-28-2017
Jason BatistaSagePoint Financial, Inc.SII Investments, Inc.$2711-28-2017
Jessica Lynn ColeSagePoint Financial, Inc.SII Investments, Inc.$111-28-2017
Joan Carmen BoydSagePoint Financial, Inc.SII Investments, Inc.11-28-2017
Jonathan M GreenSagePoint Financial, Inc.SII Investments, Inc.$2511-28-2017
Thomas David FisherSagePoint Financial, Inc.SII Investments, Inc.$2311-28-2017
Tushar GalaCitizens Securities, Inc.LPL Financial LLC11-28-2017
Theodore J Van GervenCompass Wealth Management, LLCAmeriprise Financial Services, Inc.11-22-2017
Kathleen Wells PlouffCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$2511-21-2017
Paul M LitchfieldClaro Advisors, LLCFerris Capital, LLC11-21-2017
Paul Sullivan ComoCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$2511-21-2017
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Showing 276 to 300 of 3,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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