Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Scott PimentalQuestar Capital CorporationSignator Investors, Inc.10-27-2017
Anthony Joseph DepintoPinnacle Private Wealth, LLCMML Investors Services, LLC10-26-2017
Nashan N VassallGoldson Financial LLCFlagship Harbor Advisors, LLC10-26-2017
Daniel Daniel LarsenRaymond James & Associates, Inc.Girard Partners Ltd.$110-25-2017
Eric John O'BrienMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.10-25-2017
Tristan Thomas HendersonSantander Securities LLCFidelity Brokerage Services LLC10-25-2017
Paul Joseph HigginsHeritage Financial Services, LLCInvestacorp, Inc.10-24-2017
Reginald Allen LambMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-23-2017
Sean Reid FlynnBOSTON HARBOR WEALTH ADVISORS, LLCCharles Schwab & Co., Inc.10-23-2017
William Howard SchoeckThe Investment Center, Inc.National Planning Corporation10-23-2017
Carleton William CrockettNext Financial Group, Inc.PFS Investments Inc.$2510-20-2017
James Stuart BranscombeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$1010-20-2017
Michaelyn Dawn BortolottiRaymond James Financial Services, Inc.Morgan Stanley10-19-2017
Timothy Burr DavisRaymond James Financial Services, Inc.Morgan Stanley$10010-19-2017
Aarikka Jean BurgessKestra Investment Services, LLCAXA Advisors, LLC10-18-2017
James William AbbottClaro Advisors, LLCWells Fargo Clearing Services, LLC10-16-2017
Peter Michael CoteLPL Financial LLCCetera Advisor Networks LLC10-16-2017
Shellycolleen Ann CovilleMorgan StanleyEdward Jones$2510-16-2017
Peter CoteLPL FinancialCetera$6110-16-2017
Dawn Marie CobakMML Investors Services, LLCRaymond James Financial Services, Inc.10-13-2017
Michael William MarchettiLakeview Financial PlanningCambridge Investment Research, Inc.10-13-2017
Michael B DupontLPL Financial LLCPark Avenue Securities LLC10-12-2017
Brandon Richard MahlerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.10-06-2017
Philip M LennoxLincoln InvestmentNortheast Planning Associates, Inc.10-06-2017
Mark Christopher ZacekRaymond James Financial Services, Inc.Mid Atlantic Capital Corporation$5010-03-2017
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Showing 351 to 375 of 3,354 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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