Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Devon Matthew CooneyCambridge Investment Research, Inc.Charles Schwab & Co., Inc.01-28-2019
Sarah Ruth BonamMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-28-2019
Mary Elizabeth HelineMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-25-2019
Patrick Charles VaughanAdvisory Group Equity Services Ltd.Bequia Securities, LLC01-24-2019
David Garber HumeRevere Securities LLCOppenheimer & Co. Inc.$15001-18-2019
Jameile Devear CawleyHorace Mann Investors, Inc.LPL Financial LLC01-18-2019
Richard Charles HagopianCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2501-18-2019
Tye Lake PipkinCompass Securities CorporationIndependent Financial Partners$6101-14-2019
Barry Kolano Raymond JamesWells Fargo Advisors$11301-11-2019
Barry Michael KolanoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00001-11-2019
Mark Francis ScribnerKestra Investment Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Daniel Joseph NortonAXA Advisors, LLCCitizens Securities, Inc.01-02-2019
John Dennis EggersLPL Financial LLCHorace Mann Investors, Inc.$2501-02-2019
Ramses LosierBrokers International Financial Services, LLC.Pruco Securities, LLC.01-02-2019
Robert Leonard RiceWells Fargo Clearing Services, LLCUBS Financial Services Inc.$101-02-2019
Samuel StarrWells Fargo Clearing Services, LLCUBS Financial Services Inc.$101-02-2019
Graham Granger MerkCetera Advisors LLCQuestar Capital Corporation$2512-26-2018
Anthony BoltLPL Financial LLCSantander Securities LLC12-18-2018
Jack Edward VadnaisLPL Financial LLCCUSO Financial Services, L.P.12-18-2018
Wesley Joseph McguginCitizens Securities, Inc.PNC Investments12-17-2018
Joseph CrespiStifel Nicolaus & Co.Bank of America Merrill Lynch$20612-14-2018
Dawn Marie CobakMorgan StanleyMML Investors Services, LLC$112-14-2018
Joseph Richard CrespiStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-14-2018
Robert James Reid Jr.OneAmerica Securities, Inc.Pruco Securities, LLC.12-13-2018
Kenneth Joseph McguireMcGuire Financial Services, Inc.Global Financial Private Capital, LLC12-07-2018
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Showing 51 to 75 of 3,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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