Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack Edward VadnaisLPL Financial LLCCUSO Financial Services, L.P.12-18-2018
Wesley Joseph McguginCitizens Securities, Inc.PNC Investments12-17-2018
Joseph CrespiStifel Nicolaus & Co.Bank of America Merrill Lynch$20612-14-2018
Dawn Marie CobakMorgan StanleyMML Investors Services, LLC$112-14-2018
Joseph Richard CrespiStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-14-2018
Robert James Reid Jr.OneAmerica Securities, Inc.Pruco Securities, LLC.12-13-2018
Kenneth Joseph McguireMcGuire Financial Services, Inc.Global Financial Private Capital, LLC12-07-2018
Brian Quinlan CorridanCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$50012-03-2018
Robert Edward BergMoors & Cabot, Inc.Oppenheimer & Co. Inc.$5012-03-2018
Alison Mary DonnellyRaymond James Financial Services, Inc.UBS Financial Services Inc.11-29-2018
Michael Steven MartinRaymond James Financial Services, Inc.UBS Financial Services Inc.11-29-2018
Patrick DonnellyRaymond James Financial Services, Inc.UBS Financial Services Inc.$15011-29-2018
Paul Louis TiernanLPL Financial LLCCitizens Securities, Inc.11-26-2018
Wendy Jill KarkoskaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10011-26-2018
Timothy Charles WithersTwin Gryphon Advisors LLCKestra Advisory Services, LLC11-23-2018
Cody Michael WinterDelphinus Financial Advisors, LLCNorthwestern Mutual Investment Services, LLC11-20-2018
Suzanne Jennifer BrownMorgan StanleyRaymond James Financial Services, Inc.11-20-2018
Christopher James SeeleyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$50011-19-2018
Ramses LosierPruco Securities, LLC.Securian Financial Services, Inc.11-19-2018
Kevin James LostyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$111-15-2018
Nathan Robert FalsoWells Fargo Clearing Services, LLCCitizens Securities, Inc.11-15-2018
Richard Michael FerauloAllstate Financial Services, LLCAmeriprise Financial Services, Inc.$2511-15-2018
Douglas Vinal MoonOFO Partners LLCJ.P. Morgan Securities LLC11-13-2018
Peter Joseph KaslauskasLPL Financial LLCInfinex Investments, Inc.11-13-2018
James Mark WolfsbergRaymond James Financial Services, Inc.J.P. Morgan Securities LLC$10011-07-2018
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Showing 76 to 100 of 3,354 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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