Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicolas Guido SchreiberBolton Global CapitalMorgan Stanley$15010-25-2018
Ryan Frank GravinaCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
Carlos Ramon CarrionMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-23-2018
Jimmie Kevin GoldenLPL Financial LLCMorgan Stanley$5010-23-2018
Kieron John NutbrownSantander Securities LLCMorgan Stanley10-23-2018
Scott Edward ThaxtonLPL Financial LLCCarrthaxton Financial Group$10010-23-2018
Tyler Moore AlmeidaCompass Securities CorporationWells Fargo Clearing Services, LLC$5010-23-2018
Gabrielle Mary ClemensRBC Capital Markets, LLCUBS Financial Services Inc.$110-12-2018
Lisa Maria AustinRBC Capital Markets, LLCUBS Financial Services Inc.$5010-12-2018
Nordo Mauro Nissi IIIPleasant Street Wealth Advisors, LLCM. S. Howells & Co.10-11-2018
Edward Joseph Destefano Jr.Fortune Financial Services, Inc.Foresters Equity Services, Inc.$110-10-2018
Theodore J Van GervenModern Wealth Builders, LLCCompass Wealth Management, LLC10-10-2018
Jody Michael JamesAXA Advisors, LLCEdward Jones10-08-2018
Michael Joseph CosenzaWells Fargo Clearing Services, LLCMFS Fund Distributors, Inc.10-08-2018
Paul Francis StanfordSantander Securities LLCAmeriprise Financial Services, Inc.$110-05-2018
Timothy Jude WalshFortune Financial Services, Inc.Foresters Equity Services, Inc.10-02-2018
Jim Zien, Kate Zien, Dennis GeroCommonwealth Financial NetworkAmeriprise Financial$8809-28-2018
Robert AsareCitizens Securities, Inc.Santander Securities LLC09-28-2018
Robert Cezar AndrewsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-28-2018
Stephen Laurence CraigAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-28-2018
Wilfred James Smyly IIIRaymond James Financial Services, Inc.Infinex Investments, Inc.$5009-27-2018
George Jones KimballNeedham Advisory CorporationKimball Capital Management LLC09-26-2018
David Charles AlmquistRBC Capital Markets, LLCUBS Financial Services Inc.$5009-21-2018
Jarrod Christopher DesantisMML Investors Services, LLCAmeriprise Financial Services, Inc.$5009-13-2018
Gregory Todd ClintonPolaris Advisors, LLCDonegal Securities, Inc.09-07-2018
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Showing 101 to 125 of 3,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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