Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Franklin Hanna Jr.Horace Mann Investors, Inc.MML Investors Services, LLC$1009-07-2018
Kevin BarryLPL Financial LLCWells Fargo Clearing Services, LLC$5009-07-2018
Peter William EnglandMML Investors Services, LLCPurshe Kaplan Sterling Investments09-07-2018
Joseph John OsseyAscensus Broker Dealer Services, LLCTransamerica Investors Securities Corporation09-06-2018
Jose Velazquez-RamosCitizens Securities, Inc.Pruco Securities, LLC.09-05-2018
Mark Mccoy BarberRaymond James & Associates, Inc.Morgan Stanley$9208-31-2018
David O'Donnell, Michael TashjianSecurities AmericaLPL Financial$65008-30-2018
Carmine Paul ZottoliAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-24-2018
Hilary Elizabeth O'MalleyAmeriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Robert Gibson Abbott IIIAXA Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC08-24-2018
Thomas Palmer Fiorentino Jr.Ameriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Alex John KastrinakisPark Avenue Securities LLCUnited Planners' Financial Services of America A Limited Partner08-21-2018
Timothy Paul GolandLPL Financial LLCInfinex Investments, Inc.08-21-2018
Andrew B. BallEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
Matthew CormanSecurities America, Inc.MML Investors Services, LLC07-30-2018
Nicholas DenubilaLPL Financial LLCSantander Securities LLC07-30-2018
James Ernest JolyCantella & Co., Inc.Voya Financial Advisors, Inc.$5007-28-2018
Sam HodgsonFirst Republic SecuritiesBank of America Merrill Lynch$65007-27-2018
John W DemeoEdward JonesAmeriprise Financial Services, Inc.07-27-2018
James TalcottSantander Securities LLCCitizens Securities, Inc.07-26-2018
Geoffrey Scott CambalNewbridge Securities CorporationNBC Securities, Inc.07-25-2018
Stephen BradleyRaymond JamesUBS Financial Services$16007-20-2018
Peter C PlantLPL Financial LLCLincoln Financial Securities Corporation$2507-20-2018
Stephen James BradleyRaymond James Financial Services, Inc.UBS Financial Services Inc.$10007-20-2018
Richard W RogersLPL Financial LLCCetera Advisors LLC$107-18-2018
« Previous PageNext Page »

Showing 126 to 150 of 3,347 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.