Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Joseph SullivanSullivan Retirement Resources, LLCThe Investment Center, Inc.07-17-2018
John Robert VanasseMerrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Funds, LLC07-17-2018
Richard Bruce DudleyTriad Advisors LLCLPL Financial LLC$5007-13-2018
James Bennett LibermanRevere Securities LLCWells Fargo Clearing Services, LLC$2507-11-2018
Michael Joseph HinesBrooklight Place Securities, Inc.Mutual of Omaha Investor Services, Inc.07-11-2018
Michelle SpazianiRaymond JamesWells Fargo Advisors$11807-11-2018
Gerald Raphael DufaultSecurities America, Inc.LPL Financial LLC$5007-09-2018
Kenneth Eugene Miley Jr.Park Avenue Securities LLCLPL Financial LLC07-05-2018
Christopher George MehneSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
David Steven LitrasVanderbilt Securities, LLCLPL Financial LLC$5007-02-2018
John F. ShoroSecurities America, Inc.MML Investors Services, LLC$5007-02-2018
Mario Pietro AltomareCitizens Securities, Inc.GWFS Equities, Inc.07-02-2018
Michael David BrockelmanSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
Kevin Joel ShebarMML Investors Services, LLCIFS Securities06-29-2018
Matthew John MclaughlinSecurities America, Inc.LPL Financial LLC$1006-29-2018
Michael Andrew TretheweyWells Fargo Clearing Services, LLCMorgan Stanley$10006-29-2018
Nicole E PeterkinSecurities America, Inc.The Patriot Financial Group, LLC06-29-2018
Ryan Adam HuardCommonwealth Financial NetworkSentinel Securities, Inc.06-29-2018
Domenica Marie FullerLPL Financial LLCAXA Advisors, LLC06-28-2018
Matthew Mendall SchwartzLPL Financial LLCThe Patriot Financial Group, LLC$1,00006-28-2018
Paul Frederick DenapoliLPL Financial LLCCetera Advisors LLC06-27-2018
Stephen K WahomeMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-26-2018
Liam Joseph KingLPL Financial LLCAXA Advisors, LLC06-20-2018
Cameron Zachary TytulaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-18-2018
Michael Gregory SextonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-18-2018
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Showing 151 to 175 of 3,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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