Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hiep Quoc NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.06-15-2018
Erich Paul FradenburgMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmundi Pioneer Distributor, Inc.06-14-2018
Alan Lee SuppWinslow, Evans & Crocker, Inc.Morgan Stanley06-11-2018
Stephanie Lynn CadenheadMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-11-2018
Joseph Nicholas MarroccoJ.P. Morgan Securities LLCUBS Financial Services Inc.$1,00006-01-2018
Elizabeth Osterndorf CampbellCommonwealth Financial NetworkBoston Harbor Wealth Advisors, LLC05-31-2018
Steven N PerlmanJanney Montgomery Scott LLCRaymond James & Associates, Inc.05-31-2018
Surafeal WoldayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-31-2018
Daniel J. Cotton, Myles Dudley, Michael Carlson, Joseph Siciliano, Brian Dudley, Dick Dudley, Alice M. McElhinneyTriad AdvisorsLPL Financial$75005-31-2018
Hugh Patrick Maginnis Jr.Triad Advisors LLCPurshe Kaplan Sterling Investments05-29-2018
Albert Joseph DelucaMoors & Cabot, Inc.Ameriprise Financial Services, Inc.05-25-2018
Daniel Joseph Ferreira Jr.Santander Securities LLCNYLIFE Securities LLC05-24-2018
Ian Eugene ReaSlate Peak Financial Services, LLCFidelity Brokerage Services LLC05-24-2018
Steven T SmithUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-21-2018
Christopher Stephen GalloRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15005-11-2018
Dillon Jacob GeelanMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-09-2018
Robb Marshall CohenRaymond James Financial Services, Inc.Boston Harbor Wealth Advisors, LLC$12705-09-2018
Jessica Meghan CampioneCitizens Securities, Inc.Santander Securities LLC05-08-2018
Michelle Ann SpazianiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-04-2018
Brian Richard DudleyTriad Advisors LLCLPL Financial LLC05-02-2018
Brian Connor KelleherMerrill Lynch, Pierce, Fenner & Smith IncorporatedBallentine Partners04-30-2018
Luke James TrotochaudMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-30-2018
Michael Von Von MosseSecurities America, Inc.Cambridge Investment Research, Inc.$15004-23-2018
Vincenzo StutoAlta Wealth Advisors LLCPinnacle Private Wealth, LLC04-23-2018
Daryl F DevillierAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$1,50004-20-2018
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Showing 176 to 200 of 3,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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