Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent Leonard PetrangeloAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$1,50004-20-2018
Blair Robert FilukGWFS Equities, Inc.Voya Investments Distributor, LLC04-10-2018
Cherrill Corby LewisNYLIFE Securities LLCInvestment Planners, Inc.$2504-09-2018
Martin Lee RobbinsWells Fargo Advisors Financial Network, LLCFirst Command Financial Planning, Inc.$10004-05-2018
Yvonne L ShanklinMoors & Cabot, Inc.Edward Jones$1004-05-2018
Bruce Stanley JakielCantella & Co., Inc.Edward Jones$104-04-2018
Christopher Louis DedeaUStockTrade Securities, Inc.AXA Advisors, LLC04-04-2018
Robert Michael NathanHornor, Townsend & Kent, LLCMML Investors Services, LLC$5004-02-2018
James R WillingMoors & Cabot, Inc.Morgan Stanley$15003-29-2018
Scott Everett WilsonSecurities America, Inc.Morgan Stanley$103-29-2018
Marcell Sherman RobateauMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-26-2018
John Joseph MuseJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-22-2018
Christopher Paul ArriggPurshe Kaplan Sterling InvestmentsMML Investors Services, LLC03-21-2018
Christopher Edward BurnesHorace Mann Investors, Inc.MML Investors Services, LLC$2503-20-2018
Wayne Frederick Slattery Jr.Allstate Financial Services, LLCMML Investors Services, LLC03-19-2018
Albert Andrew Smith Jr.Infinex Investments, Inc.Santander Securities LLC03-16-2018
Todd David CarterThe Blue Oak Group, LLCKalos Capital, Inc.03-16-2018
Samuel Lee WilliamsCompass Securities CorporationStifel, Nicolaus & Company, Incorporated$5003-15-2018
Chad Clayton MelloCCM Investment Management, LLCSII Investments, Inc.03-14-2018
Frederick Mark LaneTriad Advisors LLCSignator Investors, Inc.03-14-2018
Reid Jonathan SobermanInfinex Investments, Inc.Capital Analysts03-12-2018
Emily Anne MullaneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-07-2018
Phillip A O'BrienSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2018
Phil Closuit, Jane FitzwilliamRaymond JamesBank of America Merrill Lynch$15003-06-2018
Thomas David MckeonCommonwealth Financial NetworkInfinex Investments, Inc.$1003-05-2018
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Showing 201 to 225 of 3,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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