Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Marc RadonichCitizens Securities, Inc.AXA Advisors, LLC01-31-2019
Wendy Jill KarkoskaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10011-26-2018
Domenica Marie FullerLPL Financial LLCAXA Advisors, LLC06-28-2018
Liam Joseph KingLPL Financial LLCAXA Advisors, LLC06-20-2018
Christopher Louis DedeaUStockTrade Securities, Inc.AXA Advisors, LLC04-04-2018
Aarikka Jean BurgessKestra Investment Services, LLCAXA Advisors, LLC10-18-2017
Keith Lamon GilbreathMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-28-2017
Alfred Charles MarianoNYLIFE Securities LLCAXA Advisors, LLC06-24-2016
Peter Johnathan TigheMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2016
Luis Henrique PiresGWN Securities Inc.AXA Advisors, LLC03-24-2016
Aimee Christine MardenCUSO Financial Services, L.P.AXA Advisors, LLC01-04-2016
Michael Galvin MerrickGWN Securities Inc.AXA Advisors, LLC08-21-2015
Joseph B FerraraGWN Securities Inc.AXA Advisors, LLC$4704-28-2015
Bradford Joseph RindlerAmeriprise Financial Services, Inc.AXA Advisors, LLC$10004-10-2015
Edward Anders RossiGWN Securities Inc.AXA Advisors, LLC03-09-2015
Matthew Harrison HobanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-12-2015
Charles F. WilderStrategic Advisers LLCAXA Advisors, LLC09-02-2014
David Bruce HarrisCommonwealth Financial NetworkAXA Advisors, LLC08-22-2014
William Matthew CrattyAmeriprise Financial Services, Inc.AXA Advisors, LLC$2506-17-2014
Christopher Michael SzymanskiAmeriprise Financial Services, Inc.AXA Advisors, LLC05-09-2014
Terrell JoynerMML Investors Services, LLCAXA Advisors, LLC04-25-2014
Suzanne Christian DefeliceMorgan StanleyAXA Advisors, LLC01-09-2014
Wesley H RickardLPL Financial LLCAXA Advisors, LLC$102-19-2013
Justin Pittman HolleyPark Avenue Securities LLCAXA Advisors, LLC01-18-2013
Christopher Michael RiffleNew England SecuritiesAXA Advisors, LLC01-11-2013
Next Page »

Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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