Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher C GiambroneCommonwealth Financial NetworkAXA Advisors, LLC$10005-19-2009
Michael Robert KalasCommonwealth Financial NetworkAXA Advisors, LLC$50004-29-2011
George Edward DiamantisLPL Financial LLCAXA Advisors, LLC08-26-2011
Christopher Michael RiffleNew England SecuritiesAXA Advisors, LLC01-11-2013
Justin Pittman HolleyPark Avenue Securities LLCAXA Advisors, LLC01-18-2013
Wesley H. RickardLPL Financial LLCAXA Advisors, LLC$10002-19-2013
Mark Joseph ZraunigKestra Investment Services, LLCAXA Advisors, LLC10-15-2013
Suzanne Christian DefeliceMorgan StanleyAXA Advisors, LLC01-09-2014
Scott Nolan WardNew England SecuritiesAXA Advisors, LLC02-11-2014
Terrell JoynerMML Investors Services, LLCAXA Advisors, LLC04-25-2014
Christopher Michael SzymanskiAmeriprise Financial Services, Inc.AXA Advisors, LLC05-09-2014
William Matthew CrattyAmeriprise Financial Services, Inc.AXA Advisors, LLC$25006-17-2014
David Bruce HarrisCommonwealth Financial NetworkAXA Advisors, LLC$15008-22-2014
Matthew Harrison HobanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-12-2015
Edward Anders RossiGWN Securities Inc.AXA Advisors, LLC$10003-09-2015
Bradford Joseph RindlerAmeriprise Financial Services, Inc.AXA Advisors, LLC$10004-10-2015
Joseph B. FerraraGWN Securities Inc.AXA Advisors, LLC$25004-28-2015
Michael Galvin MerrickGWN Securities Inc.AXA Advisors, LLC08-21-2015
Aimee Christine MardenCUSO Financial Services, L.P.AXA Advisors, LLC01-04-2016
Luis Henrique PiresGWN Securities Inc.AXA Advisors, LLC03-24-2016
Peter Johnathan TigheMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2016
Alfred Charles MarianoNYLIFE Securities LLCAXA Advisors, LLC06-24-2016
Keith Lamon GilbreathMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-28-2017
Aarikka Jean BurgessKestra Investment Services, LLCAXA Advisors, LLC10-18-2017
Jeffrey M McCabeCommonwealth Financial NetworkAXA Advisors, LLC$10010-20-2017
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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