Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Charles HagopianCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2501-18-2019
Richard Michael FerauloAllstate Financial Services, LLCAmeriprise Financial Services, Inc.$2511-15-2018
Paul Francis StanfordSantander Securities LLCAmeriprise Financial Services, Inc.$110-05-2018
Jarrod Christopher DesantisMML Investors Services, LLCAmeriprise Financial Services, Inc.$5009-13-2018
John W DemeoEdward JonesAmeriprise Financial Services, Inc.07-27-2018
Albert Joseph DelucaMoors & Cabot, Inc.Ameriprise Financial Services, Inc.05-25-2018
Theodore J Van GervenCompass Wealth Management, LLCAmeriprise Financial Services, Inc.11-22-2017
James Stuart BranscombeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$1010-20-2017
Brandon Richard MahlerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.10-06-2017
Brett Russell SaideCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5012-21-2016
David Hopkins AllenLPL Financial LLCAmeriprise Financial Services, Inc.$15011-28-2016
Leo Patrick WhiteLPL Financial LLCAmeriprise Financial Services, Inc.11-28-2016
Glen Mackenzie DowdenGWN Securities Inc.Ameriprise Financial Services, Inc.$111-18-2016
Brendan Michael LammersLPL Financial LLCAmeriprise Financial Services, Inc.$110-21-2016
Benjamin Payson DodgeRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.09-30-2016
Russell Earl HolmesMetLife Securities Inc.Ameriprise Financial Services, Inc.09-16-2016
Kirk Moritz AndersonMoors & Cabot, Inc.Ameriprise Financial Services, Inc.09-02-2016
Jeffrey James CramptonMorgan StanleyAmeriprise Financial Services, Inc.$5008-26-2016
Matthew Bliss LaneRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$107-29-2016
Thomas Edward CxypoliskiNYLIFE Securities LLCAmeriprise Financial Services, Inc.$2505-16-2016
Matthew Alton DavisBoston Harbor Wealth Advisors, LLCAmeriprise Financial Services, Inc.03-24-2016
Robert Anthony SacchettiEdward JonesAmeriprise Financial Services, Inc.03-07-2016
Kimberly Ann CarrollEdward JonesAmeriprise Financial Services, Inc.03-04-2016
Kathleen Mary ThomasNewDay Solutions, LLCAmeriprise Financial Services, Inc.02-08-2016
Christopher Michael SzymanskiRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$101-29-2016
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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