Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Louis OlivieriDunham Lane Capital Partners LLCCitigroup Global Markets Inc.05-02-2016
Stephen Lynn Huntzinger Jr.Dunham Lane Capital Partners LLCCitigroup Global Markets Inc.05-02-2016
Daniel Patrick FitzmauriceMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.12-16-2014
Thomas Gerard KilgallenFair Weather Strategies LLCCitigroup Global Markets Inc.06-07-2012
Carol J MarloweMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-29-2011
Kenneth Thomas ConnorsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-26-2010
Margaret Miller GreerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-14-2009
Daniel Jay CottonLPL Financial LLCCitigroup Global Markets Inc.06-04-2009
James Richard MapplethorpeStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5005-27-2009
Sean Malcolm DrinanStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-27-2009
William Herbert CaruanaStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10005-27-2009
Daniel Louis FitzgeraldStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5005-20-2009
Benjamin Scott AlfordLPL Financial LLCCitigroup Global Markets Inc.$1005-15-2009
Brant Michael DespathyRBC Capital Markets, LLCCitigroup Global Markets Inc.$10005-15-2009
James Dana MurrayLPL Financial LLCCitigroup Global Markets Inc.05-14-2009
Christopher James GoliniWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-08-2009
Kellie Dianne JacquesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00005-08-2009
Barbara Ann HirshRBC Capital Markets, LLCCitigroup Global Markets Inc.$5005-01-2009
Robert Lloyd Polleys Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-29-2009
Stephen Tyler Ingalls Jr.Commonwealth Financial NetworkCitigroup Global Markets Inc.$2504-24-2009
Joseph Anthony GalluzzoStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10004-09-2009
Brian Anthony CareyUBS Financial Services Inc.Citigroup Global Markets Inc.03-30-2009
Daniel A AlminanaJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-27-2009
Daniel Jacob LewinUBS Financial Services Inc.Citigroup Global Markets Inc.$103-27-2009
David Allen GoinsCommonwealth Financial NetworkCitigroup Global Markets Inc.$5003-27-2009
Next Page »

Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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