Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Louis Jackson IVMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Alfred James HammondMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Andrew Dunmore CutlerMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Andrew MichienziMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Anne Afton RutherfordMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Anthony Louis OlivieriDunham Lane Capital Partners LLCCitigroup Global Markets Inc.05-02-2016
Anthony White SchweizerUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-16-2009
Arthur C SandsMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Arthur Murphy Jr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Arthur TzouganatosMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Barbara Ann HirshRBC Capital Markets, LLCCitigroup Global Markets Inc.05-01-2009
Basil Charles ChigasMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Benjamin Scott AlfordLPL Financial LLCCitigroup Global Markets Inc.05-15-2009
Bradley Wayne SmallWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-20-2009
Brant Michael DespathyRBC Capital Markets, LLCCitigroup Global Markets Inc.$10005-15-2009
Brent M CrouchMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian Charles MahoneyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian James SchulzMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Brian Paul MackinnonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian Sean StrachanMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Bruce Richard BalterMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Bruno MazzottaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
C. B. Tertius DownsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Carol J. MarloweMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-29-2011
Cathy A. HarrisMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Next Page »

Showing 1 to 25 of 195 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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