Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron FoleySantander Securities LLCCitizens Securities, Inc.11-12-2019
Daryl Flynn Wells Sr.GWFS Equities, Inc.Citizens Securities, Inc.$15010-31-2019
Oscar G RodriguezSantander Securities LLCCitizens Securities, Inc.09-20-2019
Yekaterina S FerraroLPL Financial LLCCitizens Securities, Inc.$10009-12-2019
Robin E StanleyGWFS Equities, Inc.Citizens Securities, Inc.08-28-2019
Candice TravisSantander Securities LLCCitizens Securities, Inc.08-23-2019
Chad A. PoiresSantander Securities LLCCitizens Securities, Inc.08-21-2019
Zerong QianJ.P. Morgan Securities LLCCitizens Securities, Inc.06-18-2019
Pedro F Nimaja MoralesJ.P. Morgan Securities LLCCitizens Securities, Inc.06-08-2019
Emmanuel InnocentNYLIFE Securities LLCCitizens Securities, Inc.06-04-2019
John Joseph LombardiLincoln Financial Securities CorporationCitizens Securities, Inc.$10005-23-2019
Jennifer Dawn RussellMutual of Omaha Investor Services, Inc.Citizens Securities, Inc.05-21-2019
Brendan Ryan GallagherEssex Securities LLCCitizens Securities, Inc.04-05-2019
John Stephen MahoneyPruco Securities, LLC.Citizens Securities, Inc.$10003-20-2019
Nicolas Souffrant Jr.J.P. Morgan Securities LLCCitizens Securities, Inc.$10003-12-2019
CHRISTOPHER WALKIEWICZPruco Securities, LLC.Citizens Securities, Inc.$15002-08-2019
Blerina SinojmeriSantander Securities LLCCitizens Securities, Inc.01-04-2019
Daniel Joseph NortonAXA Advisors, LLCCitizens Securities, Inc.01-02-2019
Paul Louis TiernanLPL Financial LLCCitizens Securities, Inc.11-26-2018
Radvydas PeciokasSantander Securities LLCCitizens Securities, Inc.11-16-2018
Nathan R. FalsoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citizens Securities, Inc.11-15-2018
Eric C. FergusonGWFS Equities, Inc.Citizens Securities, Inc.$10011-12-2018
Oleksandr MarkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.$10011-06-2018
Aya Mostafa MetwallyMorgan StanleyCitizens Securities, Inc.10-25-2018
Samuel WatsonInfinex Investments, Inc.Citizens Securities, Inc.$15009-04-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.