Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Alan SandersLPL Financial LLCCitizens Securities, Inc.05-18-2009
Paul Stephen McNultyLPL Financial LLCCitizens Securities, Inc.$10004-14-2011
Julie Cho-Li WongSantander Securities LLCCitizens Securities, Inc.08-13-2012
Kimberly Michele CaggianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.01-18-2013
Samantha Jean FlemingSagePoint Financial, Inc.Citizens Securities, Inc.02-11-2013
Thomas Vincent AlessiOneAmerica Securities, Inc.Citizens Securities, Inc.01-24-2014
Paul Henry MelansonSantander Securities LLCCitizens Securities, Inc.03-25-2014
Craig Richard ProctorSantander Securities LLCCitizens Securities, Inc.06-19-2014
Joseph Michael Phillips Sr.Santander Securities LLCCitizens Securities, Inc.12-09-2014
Chad Ian ColpittsFortune Financial Services, Inc.Citizens Securities, Inc.03-11-2015
Joseph Mark BrudermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.05-04-2015
Brian Robert GaumontSantander Securities LLCCitizens Securities, Inc.07-22-2015
Randy Edward BallSantander Securities LLCCitizens Securities, Inc.09-30-2015
Edward William QuirkLPL Financial LLCCitizens Securities, Inc.10-15-2015
Joseph R FerreiraLPL Financial LLCCitizens Securities, Inc.01-15-2016
Stephen M RoweFirst Republic Securities Company, LLCCitizens Securities, Inc.04-26-2016
Deborah Ann FarrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-27-2016
Lloyd Ward JohnsonSantander Securities LLCCitizens Securities, Inc.01-26-2017
Peter Vincent DonohoeLPL Financial LLCCitizens Securities, Inc.$1501-30-2017
Kevin Patrick HalloranSantander Securities LLCCitizens Securities, Inc.02-16-2017
Paul Edward HenryLPL Financial LLCCitizens Securities, Inc.$5004-26-2017
Nicholas M. LuiseMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.05-30-2017
Debbie S. HsuWells Fargo Clearing Services, LLCCitizens Securities, Inc.06-30-2017
Jane FaccendaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-11-2017
David Thomas CiolfiWells Fargo Clearing Services, LLCCitizens Securities, Inc.11-22-2017
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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