Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Oscar G RodriguezSantander Securities LLCCitizens Securities, Inc.09-20-2019
Yekaterina S FerraroLPL Financial LLCCitizens Securities, Inc.09-12-2019
John Joseph LombardiLincoln Financial Securities CorporationCitizens Securities, Inc.05-23-2019
John Stephen MahoneyPruco Securities, LLC.Citizens Securities, Inc.03-20-2019
Paul Louis TiernanLPL Financial LLCCitizens Securities, Inc.11-26-2018
Nathan R. FalsoWells Fargo Clearing Services, LLCCitizens Securities, Inc.11-15-2018
Oleksandr MarkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.11-06-2018
Aya Mostafa MetwallyMorgan StanleyCitizens Securities, Inc.10-25-2018
James TalcottSantander Securities LLCCitizens Securities, Inc.07-26-2018
Hiep Quoc NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.06-15-2018
Scott Earl HarrisonPeople's Securities, Inc.Citizens Securities, Inc.06-08-2018
Daniel Gary ParisMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-04-2018
Oleavia L PattersonSantander Securities LLCCitizens Securities, Inc.12-18-2017
David Thomas CiolfiWells Fargo Clearing Services, LLCCitizens Securities, Inc.11-22-2017
Jane FaccendaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-11-2017
Debbie S. HsuWells Fargo Clearing Services, LLCCitizens Securities, Inc.06-30-2017
Nicholas M. LuiseMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.05-30-2017
Kevin Patrick HalloranSantander Securities LLCCitizens Securities, Inc.02-16-2017
Lloyd Ward JohnsonSantander Securities LLCCitizens Securities, Inc.01-26-2017
Deborah Ann FarrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-27-2016
Stephen M RoweFirst Republic Securities Company, LLCCitizens Securities, Inc.04-26-2016
Joseph R FerreiraLPL Financial LLCCitizens Securities, Inc.01-15-2016
Edward William QuirkLPL Financial LLCCitizens Securities, Inc.10-15-2015
Randy Edward BallSantander Securities LLCCitizens Securities, Inc.09-30-2015
Brian Robert GaumontSantander Securities LLCCitizens Securities, Inc.07-22-2015
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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