Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Hunter Scott Luke | Advisory Group Equity Services Ltd. | Commonwealth Financial Network | $77 | 01-05-2016 |
| Anthony David Speziale | Advisory Group Equity Services Ltd. | Commonwealth Financial Network | — | 08-06-2010 |
| Jeffrey Dean Lewis | Advisory Group Equity Services Ltd. | Commonwealth Financial Network | — | 04-17-2009 |
| Nicolas Timmothy Crieg Curtis | Ameriprise Financial Services, Inc. | Commonwealth Financial Network | — | 09-27-2017 |
| Nicholas Charles Alvanos | Ameriprise Financial Services, Inc. | Commonwealth Financial Network | — | 09-22-2014 |
| Douglas Charles Norberg | Cambridge Investment Research, Inc. | Commonwealth Financial Network | $50 | 01-19-2017 |
| Edward Joseph Garbacik | Cambridge Investment Research, Inc. | Commonwealth Financial Network | — | 05-24-2013 |
| Edward Joseph Garbacik | Cetera Advisors LLC | Commonwealth Financial Network | — | 11-27-2019 |
| Kimberley A. Feeney Feeney Zollo | Essex Capital Management | Commonwealth Financial Network | — | 07-23-2012 |
| Michael John Gallugi | Gallugi Wealth Management, LLC | Commonwealth Financial Network | — | 10-22-2014 |
| James Joseph Barrett V | Grimes & Company, Inc. | Commonwealth Financial Network | — | 08-14-2015 |
| Joseph F Arsenault | Heritage Financial Services, LLC | Commonwealth Financial Network | — | 02-04-2010 |
| John Robert Davidson | Infinex Investments, Inc. | Commonwealth Financial Network | — | 05-05-2011 |
| William Augustine Connell III | LPL Financial LLC | Commonwealth Financial Network | — | 12-14-2017 |
| Melissa Anne Vreeland | LPL Financial LLC | Commonwealth Financial Network | $49 | 11-28-2016 |
| Louis Charles Curto | LPL Financial LLC | Commonwealth Financial Network | — | 12-22-2015 |
| Jason C. Labelle | LPL Financial LLC | Commonwealth Financial Network | $50 | 06-30-2015 |
| Michael Krasco | LPL Financial LLC | Commonwealth Financial Network | — | 09-02-2014 |
| Thomas Sean Lanahan | LPL Financial LLC | Commonwealth Financial Network | — | 09-14-2012 |
| Richard Scott Nohelty | LPL Financial LLC | Commonwealth Financial Network | $25 | 04-02-2012 |
| Richard Michael Gilman | LPL Financial LLC | Commonwealth Financial Network | $25 | 03-29-2012 |
| John Donald Waters | M Holdings Securities, Inc. | Commonwealth Financial Network | — | 10-01-2010 |
| David John Gagnon Jr. | M Holdings Securities, Inc. | Commonwealth Financial Network | — | 09-20-2010 |
| Dennis Adolphe McCurdy | McCurdy Investments, LLC | Commonwealth Financial Network | — | 03-20-2017 |
| Michael Joseph McNamara | McNamara Financial Services, Inc. | Commonwealth Financial Network | — | 09-10-2010 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
