Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hunter Scott LukeAdvisory Group Equity Services Ltd.Commonwealth Financial Network$7701-05-2016
Anthony David SpezialeAdvisory Group Equity Services Ltd.Commonwealth Financial Network08-06-2010
Jeffrey Dean LewisAdvisory Group Equity Services Ltd.Commonwealth Financial Network04-17-2009
Nicolas Timmothy Crieg CurtisAmeriprise Financial Services, Inc.Commonwealth Financial Network09-27-2017
Nicholas Charles AlvanosAmeriprise Financial Services, Inc.Commonwealth Financial Network09-22-2014
Douglas Charles NorbergCambridge Investment Research, Inc.Commonwealth Financial Network$5001-19-2017
Edward Joseph GarbacikCambridge Investment Research, Inc.Commonwealth Financial Network05-24-2013
Edward Joseph GarbacikCetera Advisors LLCCommonwealth Financial Network11-27-2019
Kimberley A. Feeney Feeney ZolloEssex Capital ManagementCommonwealth Financial Network07-23-2012
Michael John GallugiGallugi Wealth Management, LLCCommonwealth Financial Network10-22-2014
James Joseph Barrett VGrimes & Company, Inc.Commonwealth Financial Network08-14-2015
Joseph F ArsenaultHeritage Financial Services, LLCCommonwealth Financial Network02-04-2010
John Robert DavidsonInfinex Investments, Inc.Commonwealth Financial Network05-05-2011
William Augustine Connell IIILPL Financial LLCCommonwealth Financial Network12-14-2017
Melissa Anne VreelandLPL Financial LLCCommonwealth Financial Network$4911-28-2016
Louis Charles CurtoLPL Financial LLCCommonwealth Financial Network12-22-2015
Jason C. LabelleLPL Financial LLCCommonwealth Financial Network$5006-30-2015
Michael KrascoLPL Financial LLCCommonwealth Financial Network09-02-2014
Thomas Sean LanahanLPL Financial LLCCommonwealth Financial Network09-14-2012
Richard Scott NoheltyLPL Financial LLCCommonwealth Financial Network$2504-02-2012
Richard Michael GilmanLPL Financial LLCCommonwealth Financial Network$2503-29-2012
John Donald WatersM Holdings Securities, Inc.Commonwealth Financial Network10-01-2010
David John Gagnon Jr.M Holdings Securities, Inc.Commonwealth Financial Network09-20-2010
Dennis Adolphe McCurdyMcCurdy Investments, LLCCommonwealth Financial Network03-20-2017
Michael Joseph McNamaraMcNamara Financial Services, Inc.Commonwealth Financial Network09-10-2010
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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