Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Michael GazarianBeacon Investment Management, LLCCommonwealth Financial Network01-27-2009
Andrew Manfred St PierreNew England Investment & Retirement Group, Inc.Commonwealth Financial Network02-17-2009
Jeffrey Dean LewisAdvisory Group Equity Services Ltd.Commonwealth Financial Network04-17-2009
Patrick Michael RandallNew England Investment & Retirement Group, Inc.Commonwealth Financial Network06-29-2009
Timothy Charles MortelliteBrokers International Financial Services, LLC.Commonwealth Financial Network$25007-06-2009
John Michael ButlerCantella & Co., Inc.Commonwealth Financial Network09-08-2009
Joseph F ArsenaultHeritage Financial Services, LLCCommonwealth Financial Network02-04-2010
Anthony David SpezialeAdvisory Group Equity Services Ltd.Commonwealth Financial Network$50008-06-2010
Michael Joseph McNamaraMcNamara Financial Services, Inc.Commonwealth Financial Network09-10-2010
Alyssa Mcnamara ReedMcNamara Financial Services, Inc.Commonwealth Financial Network09-10-2010
David John Gagnon Jr.M Holdings Securities, Inc.Commonwealth Financial Network09-20-2010
Jonathan Eric PriceMorgan StanleyCommonwealth Financial Network$10009-24-2010
John Donald WatersM Holdings Securities, Inc.Commonwealth Financial Network10-01-2010
Nicholas John GiacoumakisPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network02-04-2011
Miriam C WeilerPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network02-04-2011
John Robert DavidsonInfinex Investments, Inc.Commonwealth Financial Network$10005-05-2011
Gerald LoftinProficient Wealth Counselors, LLCCommonwealth Financial Network07-20-2011
Frank Anthony Carrazza Jr.St. Germain Securities, Inc.Commonwealth Financial Network$50010-01-2011
Summit FinancialOgilvie Security AdvisorsCommonwealth Financial Network$1,20010-19-2011
Elizabeth Osterndorf CampbellRaymond James Financial Services, Inc.Commonwealth Financial Network01-19-2012
Richard Scott NoheltyLPL Financial LLCCommonwealth Financial Network$25004-02-2012
Kimberley A. Feeney Feeney ZolloEssex Capital ManagementCommonwealth Financial Network07-23-2012
Thomas Sean LanahanLPL Financial LLCCommonwealth Financial Network09-14-2012
Edward Joseph GarbacikCambridge Investment Research, Inc.Commonwealth Financial Network$15005-24-2013
Barbara Lynn AllisonMorgan StanleyCommonwealth Financial Network01-28-2014
Next Page »

Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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