Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alyssa Mcnamara ReedMcNamara Financial Services, Inc.Commonwealth Financial Network09-10-2010
Andrew Manfred St PierreNew England Investment & Retirement Group, Inc.Commonwealth Financial Network02-17-2009
Anthony David SpezialeAdvisory Group Equity Services Ltd.Commonwealth Financial Network$50008-06-2010
Barbara Lynn AllisonMorgan StanleyCommonwealth Financial Network01-28-2014
Brian Paul FoleyWells Fargo Advisors Financial Network, LLCCommonwealth Financial Network$2512-09-2019
David John Gagnon Jr.M Holdings Securities, Inc.Commonwealth Financial Network09-20-2010
David N. Tinsley, George E. Vogel, Daniel C. TinsleyMetLife SecuritiesCommonwealth Financial Network$22502-01-2016
David Walter JulianoStonehearth Capital ManagementCommonwealth Financial Network01-11-2016
Dennis Adolphe McCurdyMcCurdy Investments, LLCCommonwealth Financial Network03-20-2017
Dennis ClavinCeteraCommonwealth Financial Network$12006-01-2016
Douglas Charles NorbergCambridge Investment Research, Inc.Commonwealth Financial Network$50001-19-2017
Edward Joseph GarbacikCambridge Investment Research, Inc.Commonwealth Financial Network$15005-24-2013
Edward Michael GazarianBeacon Investment Management, LLCCommonwealth Financial Network01-27-2009
Elizabeth Osterndorf CampbellRaymond James Financial Services, Inc.Commonwealth Financial Network01-19-2012
Eric Daniel LevineCantella & Co., Inc.Commonwealth Financial Network03-23-2018
Frank Anthony Carrazza Jr.St. Germain Securities, Inc.Commonwealth Financial Network$50010-01-2011
Gavin Michael MorrisseyFSA Wealth Management, LLCCommonwealth Financial Network08-14-2017
Gerald LoftinProficient Wealth Counselors, LLCCommonwealth Financial Network07-20-2011
Gregory L. RocheRaymond James Financial Services, Inc.Commonwealth Financial Network02-28-2017
Guy Anthony TomaseFieldstone Financial Management Group, LLCCommonwealth Financial Network05-16-2017
Hunter Scott LukeAdvisory Group Equity Services Ltd.Commonwealth Financial Network$25001-05-2016
James Joseph Barrett VGrimes & Company, Inc.Commonwealth Financial Network08-14-2015
James Marc MorrisFSA Wealth Management, LLCCommonwealth Financial Network11-13-2019
Jason C. LabelleLPL Financial LLCCommonwealth Financial Network$50006-30-2015
Jeffrey Dean LewisAdvisory Group Equity Services Ltd.Commonwealth Financial Network04-17-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.