Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yan SunLPL Financial LLCCredit Suisse Securities (USA) LLC01-03-2017
Stephen Robert DunneUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15006-20-2016
Brian Michael ChiltonMorgan StanleyCredit Suisse Securities (USA) LLC$103-16-2016
Daniel Lawrence CasoWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$102-25-2016
Michael Joseph BarrettWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$15002-25-2016
Darin M SouzaWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC02-16-2016
William Anthony GrinnellWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC02-16-2016
David Antoine AtallahMorgan StanleyCredit Suisse Securities (USA) LLC$20001-20-2016
Michael Anthony CassaMorgan StanleyCredit Suisse Securities (USA) LLC$5001-20-2016
Adam ShererWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC01-15-2016
Adam Paul RogersUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5001-14-2016
Michael Clark BishopUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-14-2016
Brendan Stephen KammererWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$5001-12-2016
James Luce PelletierUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-07-2016
Christopher Leo HerlihyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-05-2016
Jeffrey Steven TitusFirst Republic Securities Company, LLCCredit Suisse Securities (USA) LLC$15012-16-2015
Matthew S. CapleUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-16-2015
Robert Emmet JoyceMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC12-16-2015
Keith Paul MelansonWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$15012-15-2015
Timothy Pierce HenryWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-15-2015
Gordon Thomas GreerUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$12712-07-2015
Jose Joaquin Rodriguez-VillalobosUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$2512-07-2015
Mitchell James RiesenbergerUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-02-2015
Simon Alexander ClarkeUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15012-02-2015
Matthew J McauliffeUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-30-2015
Next Page »

Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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