Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Cameron MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC$10006-18-2009
Joseph Francis O'Loughlin Jr.Oppenheimer & Co. Inc.Credit Suisse Securities (USA) LLC$50009-10-2009
Sailing David AdlerOppenheimer & Co. Inc.Credit Suisse Securities (USA) LLC11-09-2009
Ilan Avi SegevMorgan StanleyCredit Suisse Securities (USA) LLC$25003-02-2012
Amy E SteigerwaldMorgan StanleyCredit Suisse Securities (USA) LLC03-02-2012
Patrick Eugene DonovanJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC08-29-2013
Ronald Todd BrownMorgan StanleyCredit Suisse Securities (USA) LLC$50009-20-2013
Zachary Foster StuppyBrave Boat Capital AdvisorsCredit Suisse Securities (USA) LLC08-26-2015
Richard Joseph CantwellUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10010-01-2015
Alexander Ross KennedyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15010-01-2015
Stephen Joseph MichaelUBS Financial Services Inc.Credit Suisse Securities (USA) LLC10-01-2015
Jeremy SeidmanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-16-2015
Andrea B BevisUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-16-2015
Alexander Victor MartinelliUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10011-18-2015
Jonathan Joseph GalliUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$50011-18-2015
Paul Timothy ConnollyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$50011-24-2015
Erica Marie KellyMorgan StanleyCredit Suisse Securities (USA) LLC11-25-2015
Matthew J McAuliffeUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-30-2015
Simon Alexander ClarkeUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15012-02-2015
Mitchell James RiesenbergerUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-02-2015
Gordon Thomas GreerUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10012-07-2015
Jose Joaquin Rodriguez-VillalobosUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$25012-07-2015
Keith Paul MelansonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Credit Suisse Securities (USA) LLC$15012-15-2015
Timothy Pierce HenryWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Credit Suisse Securities (USA) LLC12-15-2015
Jeffrey Steven TitusFirst Republic Securities Company, LLCCredit Suisse Securities (USA) LLC$15012-16-2015
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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