Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel A. BachelderMorgan StanleyDeutsche Bank Securities Inc.08-29-2017
JOHN WILLIAM BULLOCKCitizens Securities, Inc.Deutsche Bank Securities Inc.01-11-2016
Joshua Cory ThermansenMorgan StanleyDeutsche Bank Securities Inc.02-10-2015
Nicole Amy NelsonMorgan StanleyDeutsche Bank Securities Inc.$25001-23-2014
Kevin Henry MacintyreJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$10003-15-2013
Scott Matthew GrenertJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$50003-15-2013
Margery Chapman BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.08-20-2012
Stephen Francis SypekUBS Financial Services Inc.Deutsche Bank Securities Inc.$10006-03-2011
Michael Joseph BarrettMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.$50003-31-2011
Frank Frederick Castagno Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Deutsche Bank Securities Inc.$50010-08-2010
Samuel Mcclay Yonce Jr.Morgan Stanley & Co. IncorporatedDeutsche Bank Securities Inc.$15001-01-2009
John Augustus Lechner IVMorgan Stanley & Co. IncorporatedDeutsche Bank Securities Inc.01-01-2009
Terrence Michael McmahonMorgan Stanley & Co. IncorporatedDeutsche Bank Securities Inc.01-01-2009

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.