Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dawn Marie BronsonUSA Financial Securities CorporationEdward Jones05-28-2014
Charles Xenakis KarrisLPL Financial LLCEdward Jones$105-14-2014
Steven Ownen TrippRaymond James & Associates, Inc.Edward Jones04-08-2014
David Garber HumeOppenheimer & Co. Inc.Edward Jones12-06-2013
Michael ChengMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-08-2013
Jason M PettinelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-22-2013
Jason C LabelleCommonwealth Financial NetworkEdward Jones06-12-2013
Nilsa Marie WeaverAmeriprise Financial Services, Inc.Edward Jones05-28-2013
Michael William TuomalaSantander Securities LLCEdward Jones$5003-19-2013
Steven Jay ArgersingerLPL Financial LLCEdward Jones11-15-2012
Lee Wayne HillInfinex Investments, Inc.Edward Jones11-01-2012
Barbara Ann CantwellAmeriprise Financial Services, Inc.Edward Jones$5010-05-2012
Barbara Jean MaitlandLPL Financial LLCEdward Jones$10009-17-2012
Philip Brian ChandlerNew England CapitalEdward Jones06-22-2012
David Frederick RischPark Avenue Securities LLCEdward Jones05-31-2012
Mark Paul GomesLPL Financial LLCEdward Jones$105-25-2012
Scott Alan MeyersonCommonwealth Financial NetworkEdward Jones$5005-01-2012
Richard Domenick CapannolaLPL Financial LLCEdward Jones$2504-23-2012
Lee George PappasLPL Financial LLCEdward Jones$104-16-2012
Scott Alan CoppockCitizens Securities, Inc.Edward Jones$2512-29-2011
Joseph R FerreiraCitizens Securities, Inc.Edward Jones12-05-2011
William Peter SteckMorgan StanleyEdward Jones$5011-04-2011
Cheryl Pamela BerthiaumeNYLIFE Securities LLCEdward Jones09-16-2011
Kenneth Edward RayleLPL Financial LLCEdward Jones06-30-2011
Rodney Melvin LaurenzLPL Financial LLCEdward Jones$105-23-2011
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Showing 26 to 50 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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