Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew B. BallCitizens Securities, Inc.Edward Jones02-25-2020
Shayne Phillip MullinsCitizens Securities, Inc.Edward Jones01-02-2020
Kenneth William PaulsonCitizens Securities, Inc.Edward Jones11-27-2019
Marilyn Gay ZarkosCitizens Securities, Inc.Edward Jones03-01-2019
Kenneth Edward O'ConnorCitizens Securities, Inc.Edward Jones10-31-2017
Theodore Paul BanksCitizens Securities, Inc.Edward Jones07-07-2017
David Allen NoetzelCitizens Securities, Inc.Edward Jones04-19-2017
Ryan Mathew AzingerCitizens Securities, Inc.Edward Jones07-27-2016
Brendan Ryan GallagherCitizens Securities, Inc.Edward Jones01-25-2016
Andrea NathanCitizens Securities, Inc.Edward Jones12-09-2014
Joseph R FerreiraCitizens Securities, Inc.Edward Jones12-05-2011
Scott Alan CoppockCitizens Securities, Inc.Edward Jones$1012-29-2011

Showing 1 to 12 of 12 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.