Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Crawford ChigasMorgan StanleyFidelity Brokerage Services LLC03-13-2017
Andrew Edmund HammondAAFCPAs Wealth Management, LLCFidelity Brokerage Services LLC05-03-2017
Aric Earle Harry FriendCitizens Securities, Inc.Fidelity Brokerage Services LLC02-28-2011
Brian F WilderMorgan StanleyFidelity Brokerage Services LLC09-16-2011
Carl Spiros Aloupis Jr.UBS Financial Services Inc.Fidelity Brokerage Services LLC01-24-2013
Christine Nicole LottMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-15-2016
Christopher Phong PhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-01-2017
Dana Edmond GilpatrickCambridge Investment Research, Inc.Fidelity Brokerage Services LLC06-03-2013
Derek C DeangelisPeak Wealth Management LLCFidelity Brokerage Services LLC11-16-2015
Devin Michael CallinanUBS Financial Services Inc.Fidelity Brokerage Services LLC06-13-2018
Dillon Jacob GeelanMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-09-2018
Edward A. DarraghMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-15-2012
Gregg Robert ManisLPL Financial LLCFidelity Brokerage Services LLC03-13-2013
Ian Eugene ReaSlate Peak Financial Services, LLCFidelity Brokerage Services LLC05-24-2018
Ian Fraser StauderMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-13-2015
James Allen ValisLPL Financial LLCFidelity Brokerage Services LLC$10003-13-2013
James Thomas SparksElliott Asset ManagementFidelity Brokerage Services LLC06-01-2016
Jared S. CottonCitizens Securities, Inc.Fidelity Brokerage Services LLC01-09-2019
Jason D WongMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-24-2014
Jeremy Josef VailleArsenal Financial, LLCFidelity Brokerage Services LLC02-06-2019
John Henry KonetznyThe Practical PlannerFidelity Brokerage Services LLC03-22-2016
John Thomas GarrityPeak Wealth Management LLCFidelity Brokerage Services LLC11-16-2015
Jonathan G. MooreUBS Financial Services Inc.Fidelity Brokerage Services LLC09-02-2014
Kerry Mccarthy RichardsonWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC11-25-2015
Kevin Russell WebberHeritage Financial Services, LLCFidelity Brokerage Services LLC10-06-2016
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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