Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian Elizabeth MarshallFidelity Brokerage Services LLCFidelity Brokerage Services LLC09-29-2017
Ben Djelassi DjelassiMorgan StanleyFidelity Brokerage Services LLC$10007-24-2015
Brett Thomas Von FlaternSecurian Financial Services, Inc.Fidelity Brokerage Services LLC09-14-2018
Brian Michael KenneyRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC06-29-2009
Christine Nicole LottMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-15-2016
Daniel Joseph SextonBeaumont Financial Partners LLCFidelity Brokerage Services LLC02-20-2018
Daniel S. Enos Jr.Signator Investors, Inc.Fidelity Brokerage Services LLC04-25-2017
Daniel William MullenE*TRADE Securities LLCFidelity Brokerage Services LLC12-01-2015
David U. SullivanCitizens Securities, Inc.Fidelity Brokerage Services LLC07-16-2018
Dillon Jacob GeelanMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-09-2018
Eric Robert YanovskyCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC09-17-2014
Gordon J. ThomasMML Investors Services, LLCFidelity Brokerage Services LLC06-21-2019
Ian Eugene ReaSlate Peak Financial Services, LLCFidelity Brokerage Services LLC05-24-2018
Ian Fraser StauderMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-13-2015
Jaimee Michelle HarveyCommonwealth Financial NetworkFidelity Brokerage Services LLC10-03-2016
James Thomas SparksElliott Asset ManagementFidelity Brokerage Services LLC06-01-2016
Jared S. CottonCitizens Securities, Inc.Fidelity Brokerage Services LLC01-09-2019
Jaron Dale NemesPrincipal Securities, Inc.Fidelity Brokerage Services LLC05-12-2014
Jason Leonard BertschTIAA-CREF Individual & Institutional Services, LLCFidelity Brokerage Services LLC04-02-2012
Jeffrey Garrison StoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-12-2015
Jeremy Josef VailleArsenal Financial, LLCFidelity Brokerage Services LLC02-06-2019
Jonas BrierNYLIFE Securities LLCFidelity Brokerage Services LLC11-11-2011
Jonathan G. MooreUBS Financial Services Inc.Fidelity Brokerage Services LLC09-02-2014
Joseph Salvatore ManganielloCommonwealth Financial NetworkFidelity Brokerage Services LLC01-24-2018
Kerry Mccarthy RichardsonWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC11-25-2015
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.