Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Henry JuddNYLIFE Securities LLCFidelity Brokerage Services LLC07-22-2019
Jeremy Josef VailleArsenal Financial, LLCFidelity Brokerage Services LLC02-06-2019
Jared S. CottonCitizens Securities, Inc.Fidelity Brokerage Services LLC01-09-2019
Brett Thomas Von FlaternSecurian Financial Services, Inc.Fidelity Brokerage Services LLC09-14-2018
David Ulrich SullivanCitizens Securities, Inc.Fidelity Brokerage Services LLC07-16-2018
Ian Eugene ReaSlate Peak Financial Services, LLCFidelity Brokerage Services LLC05-24-2018
Dillon Jacob GeelanMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-09-2018
Nataliya OrbiteAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC03-06-2018
Joseph Salvatore ManganielloCommonwealth Financial NetworkFidelity Brokerage Services LLC01-24-2018
Matthew Tyler WencisCommonwealth Financial NetworkFidelity Brokerage Services LLC11-20-2017
Thomas J. Freda Jr.Bolton Global CapitalFidelity Brokerage Services LLC06-21-2017
Nicholas George DippelMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-09-2017
Nicole Marie GuarinoGWFS Equities, Inc.Fidelity Brokerage Services LLC06-05-2017
Kevin William LearyCommonwealth Financial NetworkFidelity Brokerage Services LLC05-31-2017
Daniel Stephen Enos Jr.Signator Investors, Inc.Fidelity Brokerage Services LLC04-25-2017
Matthew Stephen MacdowellBessemer Investor Services, Inc.Fidelity Brokerage Services LLC03-07-2017
Jaimee Michelle HarveyCommonwealth Financial NetworkFidelity Brokerage Services LLC10-03-2016
R Eric Eric E. BlomquistGWFS Equities, Inc.Fidelity Brokerage Services LLC08-15-2016
James Thomas SparksElliott Asset ManagementFidelity Brokerage Services LLC06-01-2016
Christine Nicole LottMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-15-2016
Kerry Mccarthy RichardsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Fidelity Brokerage Services LLC11-25-2015
Jeffrey Garrison StoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-12-2015
Michael Joseph DibaccoSentinel Securities, Inc.Fidelity Brokerage Services LLC05-01-2015
Ian Fraser StauderMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-13-2015
Jonathan G. MooreUBS Financial Services Inc.Fidelity Brokerage Services LLC09-02-2014
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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