Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Christopher SmithKMS Financial Services, Inc.Investors Capital Corp.08-29-2016
Martin Ross BraunschweigEssex Securities LLCInvestors Capital Corp.08-29-2016
Jeffrey Michael DavisSagePoint Financial, Inc.Investors Capital Corp.$108-26-2016
Richard Joseph Luzzo Jr.Voya Financial Advisors, Inc.Investors Capital Corp.08-08-2016
Shaun Roy MurphyProEquities, Inc.Investors Capital Corp.08-08-2016
James Sylvester Fleming IIIQuestar Capital CorporationInvestors Capital Corp.07-29-2016
Wendy Lesa Gipson-FitzpatrickLPL Financial LLCInvestors Capital Corp.$1007-29-2016
Daryl MillerCantella & Co., Inc.Investors Capital Corp.$5007-22-2016
David Louis MartinEssex Securities LLCInvestors Capital Corp.07-20-2016
Brian David PelczarskiVoya Financial Advisors, Inc.Investors Capital Corp.$107-07-2016
Henri Louis Rocheleau IIIVoya Financial Advisors, Inc.Investors Capital Corp.07-07-2016
Henry Aaron GreenbergVoya Financial Advisors, Inc.Investors Capital Corp.$5007-07-2016
Kathryn Marie CataldoVoya Financial Advisors, Inc.Investors Capital Corp.$15007-07-2016
Keith Allen ReardonVoya Financial Advisors, Inc.Investors Capital Corp.$2507-07-2016
Kenneth Allen WoodVoya Financial Advisors, Inc.Investors Capital Corp.07-07-2016
Jeffrey David MooreSII Investments, Inc.Investors Capital Corp.06-24-2016
James Joseph KelbleVoya Financial Advisors, Inc.Investors Capital Corp.$104-15-2016
Edward James Waldron IIILincoln Financial Advisors CorporationInvestors Capital Corp.$5002-26-2016
Wendi Chrystina Cowdrey-RagonVoya Financial Advisors, Inc.Investors Capital Corp.02-18-2016
Richard John DrewVoya Financial Advisors, Inc.Investors Capital Corp.01-05-2016
Brian Charles McallisterVoya Financial Advisors, Inc.Investors Capital Corp.$101-04-2016
Eliane R RibeiroThe Investment Center, Inc.Investors Capital Corp.11-23-2015
Mary Jean RobbinsVoya Financial Advisors, Inc.Investors Capital Corp.$111-09-2015
Jeffrey Robert MisholVoya Financial Advisors, Inc.Investors Capital Corp.$111-04-2015
Brian D Day-LewisVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
Next Page »

Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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