Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert M CordeiroEssex Securities LLCInvestors Capital Corp.08-30-2013
Brian Charles McAllisterVoya Financial Advisors, Inc.Investors Capital Corp.$10001-04-2016
Brian D. Day-LewisVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
Brian David PelczarskiVoya Financial Advisors, Inc.Investors Capital Corp.$50007-07-2016
Carlos Manuel OliveiraCambridge Investment Research, Inc.Investors Capital Corp.$10007-15-2011
Christopher Anthony GrandeWalnut Hill Advisors, LLCInvestors Capital Corp.02-03-2010
Christopher S. OrlukMorgan StanleyInvestors Capital Corp.09-09-2015
Daniel Charles ReganNext Financial Group, Inc.Investors Capital Corp.$50011-23-2012
Daryl MillerCantella & Co., Inc.Investors Capital Corp.$25007-22-2016
David Allen DirubboVoya Financial Advisors, Inc.Investors Capital Corp.$18010-30-2015
David Charles GravelEssex Securities LLCInvestors Capital Corp.$10001-01-2010
David Christopher SmithKMS Financial Services, Inc.Investors Capital Corp.08-29-2016
David Jon ChwalekVoya Financial Advisors, Inc.Investors Capital Corp.$10010-30-2015
David Louis MartinEssex Securities LLCInvestors Capital Corp.07-20-2016
Dominique Anne DonovanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Investors Capital Corp.$10007-11-2011
Edward James Waldron IIILincoln Financial Advisors CorporationInvestors Capital Corp.$50002-26-2016
Eliane R RibeiroThe Investment Center, Inc.Investors Capital Corp.11-23-2015
Eric Jay SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvestors Capital Corp.06-01-2012
George Francis CappucciInvestors Capital Corp.Investors Capital Corp.$10001-03-2011
George TufenkianVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
Henri Louis Rocheleau IIIVoya Financial Advisors, Inc.Investors Capital Corp.07-07-2016
Henry Aaron GreenbergVoya Financial Advisors, Inc.Investors Capital Corp.$50007-07-2016
Jacob Eliahu ShulamVoya Financial Advisors, Inc.Investors Capital Corp.$50010-30-2015
James David CrossonVoya Financial Advisors, Inc.Investors Capital Corp.$10003-06-2015
James H ArndtEssex Securities LLCInvestors Capital Corp.01-13-2010
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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