Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Christopher SmithKMS Financial Services, Inc.Investors Capital Corp.08-29-2016
Martin Ross BraunschweigEssex Securities LLCInvestors Capital Corp.08-29-2016
Richard Joseph Luzzo Jr.Voya Financial Advisors, Inc.Investors Capital Corp.08-08-2016
Shaun Roy MurphyProEquities, Inc.Investors Capital Corp.08-08-2016
James Sylvester Fleming IIIQuestar Capital CorporationInvestors Capital Corp.07-29-2016
David Louis MartinEssex Securities LLCInvestors Capital Corp.07-20-2016
Kenneth Allen WoodVoya Financial Advisors, Inc.Investors Capital Corp.07-07-2016
Henri Louis Rocheleau IIIVoya Financial Advisors, Inc.Investors Capital Corp.07-07-2016
Wendi Chrystina Cowdrey-RagonVoya Financial Advisors, Inc.Investors Capital Corp.02-18-2016
Eliane R RibeiroThe Investment Center, Inc.Investors Capital Corp.11-23-2015
Maurice Joseph WoodsVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
Timothy John O'MalleyVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
Werner MaiwaldVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
George TufenkianVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
Ronald George HoffmanVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
Brian D. Day-LewisVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
Christopher S. OrlukMorgan StanleyInvestors Capital Corp.09-09-2015
James M CrossonVoya Financial Advisors, Inc.Investors Capital Corp.03-06-2015
Richard CabeceirasLincoln InvestmentInvestors Capital Corp.11-13-2014
Peter James BacchiocchiAllstate Financial Services, LLCInvestors Capital Corp.10-31-2014
Albert M CordeiroEssex Securities LLCInvestors Capital Corp.08-30-2013
Eric Jay SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvestors Capital Corp.06-01-2012
Peter Geary MartinWells Fargo Advisors Financial Network, LLCInvestors Capital Corp.11-05-2010
Christopher Anthony GrandeWalnut Hill Advisors, LLCInvestors Capital Corp.02-03-2010
James H ArndtEssex Securities LLCInvestors Capital Corp.01-13-2010
Next Page »

Showing 1 to 25 of 58 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.