Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph David WilcoxAscensus Broker Dealer Services, LLCJ.P. Morgan Securities LLC$5005-03-2019
Patrick Eugene DonovanMinot Wealth Management LLCJ.P. Morgan Securities LLC04-22-2019
Colleen M. CannySantander Securities LLCJ.P. Morgan Securities LLC01-08-2019
Douglas Vinal MoonOFO Partners LLCJ.P. Morgan Securities LLC11-13-2018
James Mark WolfsbergRaymond James Financial Services, Inc.J.P. Morgan Securities LLC$10011-07-2018
Sergio Isai SosaBolton Securities CorporationJ.P. Morgan Securities LLC08-29-2018
Joanna Boguslawa BurzynskaTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC06-19-2018
Christopher Stephen GalloRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15005-11-2018
Marc Barry OrloffRaymond James & Associates, Inc.J.P. Morgan Securities LLC$1005-11-2018
Vincent Paul LisankeRaymond James & Associates, Inc.J.P. Morgan Securities LLC$5004-10-2018
Gary Anthony BrunoRBC Capital Markets, LLCJ.P. Morgan Securities LLC01-23-2018
Arthur Nicholas KarabelasFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC$12111-03-2017
Jeffrey Marc ShermanFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC$14011-03-2017
Okita SeviFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC11-03-2017
Mariah MainesTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC03-24-2017
Meghan Elizabeth SutherlandUBS Financial Services Inc.J.P. Morgan Securities LLC12-20-2016
Elise DohtMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5012-01-2016
Shaun Michael McDougallCitizens Securities, Inc.J.P. Morgan Securities LLC09-08-2016
Elizabeth E. ConradMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-15-2016
James Anthony OdorczukJefferies LLCJ.P. Morgan Securities LLC$10007-08-2016
Zubair Ahmad KhanLPL Financial LLCJ.P. Morgan Securities LLC06-17-2016
Anna Viktorovna RifkinCitizens Securities, Inc.J.P. Morgan Securities LLC06-09-2016
Michael Edward Mullowney Jr.Winslow, Evans & Crocker, Inc.J.P. Morgan Securities LLC10-14-2015
Shezaryna D. SoriaSantander Securities LLCJ.P. Morgan Securities LLC09-14-2015
Salvador Roberto Diaz-BazanDIAZ-BAZAN ASSET MANAGEMENT LLCJ.P. Morgan Securities LLC09-08-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.