Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Callum Joseph Fraser MacleanMoors & Cabot, Inc.Janney Montgomery Scott LLC$15004-19-2017
James Joseph CesarzMoors & Cabot, Inc.Janney Montgomery Scott LLC$15004-19-2017
Patrick Richard NoonanCommonwealth Financial NetworkJanney Montgomery Scott LLC06-30-2014
Michael Edward GobesOppenheimer & Co. Inc.Janney Montgomery Scott LLC02-26-2014
August Walter Muller Jr.Moors & Cabot, Inc.Janney Montgomery Scott LLC03-01-2013
Charles William StockbridgeMoors & Cabot, Inc.Janney Montgomery Scott LLC$1,00002-01-2013
Edward Bradford ButtnerMoors & Cabot, Inc.Janney Montgomery Scott LLC10-05-2012
Brian Patrick MccarrenAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10002-10-2012
Hilary Elizabeth O'MalleyWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC10-01-2010
Albert John MakkayMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC08-06-2010
John Phillip McabeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC$15008-06-2010
Alfred Peter BaranAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10003-17-2010
Silas Hemenway WitherbeeCantella & Co., Inc.Janney Montgomery Scott LLC$2503-12-2010
Michael John MellaCantella & Co., Inc.Janney Montgomery Scott LLC$2502-23-2010
Peter Felix Mcaleer Jr.Cantella & Co., Inc.Janney Montgomery Scott LLC$15010-20-2009
William Holmes StewartWood (Arthur W.) Company, Inc.Janney Montgomery Scott LLC09-29-2009
Scott Louis FacchettiRoyal Alliance Associates, Inc.Janney Montgomery Scott LLC$2509-25-2009
Stephen DenapoliAmeriprise Advisor Services, Inc.Janney Montgomery Scott LLC02-27-2009
John Francis Cody Jr.Ameriprise Advisor Services, Inc.Janney Montgomery Scott LLC02-20-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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