Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amie Lauren RoachMML Investors Services, LLCLPL Financial LLC$5003-08-2019
Barbara Anne QuinnCUNA Brokerage Services, Inc.LPL Financial LLC02-06-2017
Bradley Wade StewartIntegrated Wealth Concepts LLCLPL Financial LLC11-08-2016
Camay Kwong PascucciCoastal Capital Group, Inc.LPL Financial LLC06-06-2017
Charles William GableWells Fargo Clearing Services, LLCLPL Financial LLC12-12-2017
Christine Elizabeth BelairCUNA Brokerage Services, Inc.LPL Financial LLC$2501-26-2018
Christopher Albert CasaleCUSO Financial Services, L.P.LPL Financial LLC$5105-31-2017
Christopher J. TobeyPurshe Kaplan Sterling InvestmentsLPL Financial LLC03-31-2010
Dale Winters Rice Jr., Christopher M. MoranCommonwealth Financial NetworkLPL Financial LLC$5005-02-2012
David Adam DorayMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC07-21-2017
David Charles AstruePurshe Kaplan Sterling InvestmentsLPL Financial LLC09-16-2011
David Rowen ReillyAmeriprise Financial Services, Inc.LPL Financial LLC09-13-2017
David Steven LitrasVanderbilt Securities, LLCLPL Financial LLC$5007-02-2018
Deborah Ann MotaSantander Securities LLCLPL Financial LLC09-19-2012
Derek Peter DelsimoneBurpee Del Simone Capital Markets LLCLPL Financial LLC$5010-24-2016
Diana S. FigueiredoNYLIFE Securities LLCLPL Financial LLC09-19-2016
Edward Charles RadlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$1001-24-2012
Francisco H. Munoz FigueroaSantander Securities LLCLPL Financial LLC09-19-2012
Frederick C. BroseInfinex Investments, Inc.LPL Financial LLC09-25-2012
Gabriel M. AufieroCambridge Investment Research, Inc.LPL Financial LLC$5003-15-2012
Gary Wayne JamesCommonwealth Financial NetworkLPL Financial LLC$2501-31-2014
Jameile Devear CawleyHorace Mann Investors, Inc.LPL Financial LLC01-18-2019
James Donald ArnoldCommonwealth Financial NetworkLPL Financial LLC05-01-2012
James J. Quinlan Jr.Commonwealth Financial NetworkLPL Financial LLC01-10-2014
Jed Lee KutzenProspera Financial Services, Inc.LPL Financial LLC$5006-13-2014
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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