Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Anne BentleyLPL Financial LLCLincoln Financial Advisors Corporation05-23-2017
Howard Mark WeintraubLPL Financial LLCLincoln Financial Advisors Corporation02-27-2017
Dierdre Vallier CollinsLPL Financial LLCLincoln Financial Advisors Corporation02-17-2017
Maria CoclinLPL Financial LLCLincoln Financial Advisors Corporation02-14-2017
Albert Gerald FilosaIntegrated Wealth Concepts LLCLincoln Financial Advisors Corporation01-20-2017
Karl Michael BaumannLPL Financial LLCLincoln Financial Advisors Corporation01-20-2017
Michael M. TikoianLPL Financial LLCLincoln Financial Advisors Corporation01-20-2017
Ronald James GoodmanLPL Financial LLCLincoln Financial Advisors Corporation01-20-2017
Stephen Howard FabermanIntegrated Wealth Concepts LLCLincoln Financial Advisors Corporation01-20-2017
Michael Scott FarmerLPL Financial LLCLincoln Financial Advisors Corporation$1001-06-2017
Thomas Michael NemetLPL Financial LLCLincoln Financial Advisors Corporation12-15-2016
Robert Gerard RiceLPL Financial LLCLincoln Financial Advisors Corporation12-06-2016
Susan M Ahern-WiercinskiLPL Financial LLCLincoln Financial Advisors Corporation11-25-2016
Arthur DedominicisLPL Financial LLCLincoln Financial Advisors Corporation11-18-2016
Steven Bernard NowickiLPL Financial LLCLincoln Financial Advisors Corporation$111-18-2016
Joseph Peter Roberts Jr.LPL Financial LLCLincoln Financial Advisors Corporation11-16-2016
Rodney A NielsenLPL Financial LLCLincoln Financial Advisors Corporation11-16-2016
Felix G. CincottaLPL Financial LLCLincoln Financial Advisors Corporation11-15-2016
Howard D KarpLPL Financial LLCLincoln Financial Advisors Corporation11-15-2016
Richard V. DigennaroLPL Financial LLCLincoln Financial Advisors Corporation11-15-2016
David Joseph VernoLPL Financial LLCLincoln Financial Advisors Corporation11-11-2016
John Stephen KostukovichLPL Financial LLCLincoln Financial Advisors Corporation11-11-2016
Daniel Edward FrankelLPL Financial LLCLincoln Financial Advisors Corporation11-10-2016
John N BurkeLPL Financial LLCLincoln Financial Advisors Corporation11-10-2016
Catherine Dale BearceLPL Financial LLCLincoln Financial Advisors Corporation$2511-08-2016
Next Page »

Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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