Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Peter RouthierTriad Advisors LLCLincoln Financial Advisors Corporation$15007-19-2019
Thomas Francis LabrieWestminster Financial Securities, Inc.Lincoln Financial Advisors Corporation07-11-2018
Richard Edward AustinLPL Financial LLCLincoln Financial Advisors Corporation$50005-03-2018
Mary Anne BentleyLPL Financial LLCLincoln Financial Advisors Corporation05-23-2017
Shannon Michael HeapLPL Financial LLCLincoln Financial Advisors Corporation$10005-10-2017
Howard Mark WeintraubLPL Financial LLCLincoln Financial Advisors Corporation02-27-2017
Dierdre Vallier CollinsLPL Financial LLCLincoln Financial Advisors Corporation02-17-2017
Maria CoclinLPL Financial LLCLincoln Financial Advisors Corporation02-14-2017
John Matthew MathiasLPL Financial LLCLincoln Financial Advisors Corporation$10001-20-2017
Frank Robert DelucaLPL Financial LLCLincoln Financial Advisors Corporation$25001-20-2017
William Joseph Carl PiccerelliLPL Financial LLCLincoln Financial Advisors Corporation$50001-20-2017
Karl Michael BaumannLPL Financial LLCLincoln Financial Advisors Corporation01-20-2017
Ronald James GoodmanLPL Financial LLCLincoln Financial Advisors Corporation01-20-2017
Edward McCafferty Jr.LPL Financial LLCLincoln Financial Advisors Corporation01-20-2017
Richard Joseph SullivanLPL Financial LLCLincoln Financial Advisors Corporation01-20-2017
Michael M. TikoianLPL Financial LLCLincoln Financial Advisors Corporation01-20-2017
Stephen Howard FabermanIntegrated Wealth Concepts LLCLincoln Financial Advisors Corporation01-20-2017
Albert Gerald FilosaIntegrated Wealth Concepts LLCLincoln Financial Advisors Corporation01-20-2017
Michael Scott FarmerLPL Financial LLCLincoln Financial Advisors Corporation$10001-06-2017
Thomas Michael NemetLPL Financial LLCLincoln Financial Advisors Corporation12-15-2016
Robert Gerard RiceLPL Financial LLCLincoln Financial Advisors Corporation12-06-2016
Susan M. Ahern-WiercinskiLPL Financial LLCLincoln Financial Advisors Corporation11-25-2016
Steven Bernard NowickiLPL Financial LLCLincoln Financial Advisors Corporation$50011-18-2016
Arthur DedominicisLPL Financial LLCLincoln Financial Advisors Corporation11-18-2016
Joseph Peter Roberts Jr.LPL Financial LLCLincoln Financial Advisors Corporation11-16-2016
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.