Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Gene TaraniPruco Securities, LLC.MML Investors Services, LLC03-13-2019
Dawn Marie CobakMorgan StanleyMML Investors Services, LLC$112-14-2018
John Franklin Hanna Jr.Horace Mann Investors, Inc.MML Investors Services, LLC$1009-07-2018
Matthew CormanSecurities America, Inc.MML Investors Services, LLC07-30-2018
Christopher George MehneSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
John F. ShoroSecurities America, Inc.MML Investors Services, LLC$5007-02-2018
Michael David BrockelmanSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
Robert Michael NathanHornor, Townsend & Kent, LLCMML Investors Services, LLC$5004-02-2018
Christopher Paul ArriggPurshe Kaplan Sterling InvestmentsMML Investors Services, LLC03-21-2018
Christopher Edward BurnesHorace Mann Investors, Inc.MML Investors Services, LLC$2503-20-2018
Wayne Frederick Slattery Jr.Allstate Financial Services, LLCMML Investors Services, LLC03-19-2018
Emily Anne MullaneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-07-2018
Douglas Earl MooreSignator Investors, Inc.MML Investors Services, LLC03-02-2018
Robert James McnamaraAllstate Financial Services, LLCMML Investors Services, LLC11-15-2017
Anthony Randall BartlettCambridge Investment Research, Inc.MML Investors Services, LLC$111-10-2017
Kelly Allen WoerdemanAmeriprise Financial Services, Inc.MML Investors Services, LLC$111-10-2017
Anthony Joseph DepintoPinnacle Private Wealth, LLCMML Investors Services, LLC10-26-2017
Cara M DrewHornor, Townsend & Kent, LLCMML Investors Services, LLC09-01-2017
Deborah MyersRaymond James Financial Services, Inc.MML Investors Services, LLC08-30-2017
Joseph Richard DelucaLPL Financial LLCMML Investors Services, LLC$1008-21-2017
Carl KaliszewskiThe Investment Center, Inc.MML Investors Services, LLC$2507-18-2017
Kevin Timothy GreenLPL Financial LLCMML Investors Services, LLC$105-12-2017
Matthew John MclaughlinLPL Financial LLCMML Investors Services, LLC01-19-2017
Lauren CaskaLPL Financial LLCMML Investors Services, LLC11-30-2016
Nicole E PeterkinLPL Financial LLCMML Investors Services, LLC11-30-2016
Next Page »

Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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