Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Henry KempleCommonwealth Financial NetworkMML Investors Services, LLC08-24-2020
Frederick A Bellows IiiCitizens Securities, Inc.MML Investors Services, LLC08-12-2020
Kenneth J Koch JrE*TRADE Securities LLCMML Investors Services, LLC08-04-2020
Hamid Michael OmidMutual Securities, Inc.MML Investors Services, LLC07-27-2020
Gregory Jude PintoCommonwealth Financial NetworkMML Investors Services, LLC$50007-24-2020
Patrick Joseph HintonCommonwealth Financial NetworkMML Investors Services, LLC$5007-24-2020
Kerry Ann OBrienBeingFit FinancialMML Investors Services, LLC05-13-2020
William E MontagueSVB Wealth Advisory, Inc.MML Investors Services, LLC04-28-2020
Lee Ann FataloRaymond James Financial Services, Inc.MML Investors Services, LLC01-24-2020
James Edward CarlsonSCU FinancialMML Investors Services, LLC12-05-2019
Ruth ChiccaSantander Securities LLCMML Investors Services, LLC10-29-2019
Michael Neil WallanderLPL Financial LLCMML Investors Services, LLC08-16-2019
Kristen Elizabeth MeahlFidelity Brokerage Services LLCMML Investors Services, LLC06-27-2019
David Raymond McgearySagePoint Financial, Inc.MML Investors Services, LLC06-04-2019
Kerri Allison AllenTFC Financial Management IncMML Investors Services, LLC04-08-2019
James Gene TaraniPruco Securities, LLC.MML Investors Services, LLC03-13-2019
Michael David BrockelmanSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
John F ShoroSecurities America, Inc.MML Investors Services, LLC$5007-02-2018
Christopher George MehneSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
Charles Otto FisherMoors & Cabot, Inc.MML Investors Services, LLC05-21-2018
Robert Michael NathanHornor, Townsend & Kent, LLCMML Investors Services, LLC$5004-02-2018
Christopher Edward BurnesHorace Mann Investors, Inc.MML Investors Services, LLC$2503-20-2018
Emily Anne MullaneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-07-2018
William Francis Balint JrSagePoint Financial, Inc.MML Investors Services, LLC02-26-2018
John Thomas LianIntegrated Wealth Concepts LLCMML Investors Services, LLC02-02-2018
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.