Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert James McNamaraAllstate Financial Services, LLCMML Investors Services, LLC11-15-2017
Owen T. BerryAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC08-16-2012
Kelly A. WoerdemanAmeriprise Financial Services, Inc.MML Investors Services, LLC11-10-2017
Salvatore Daniel LombardiAmeritas Investment Corp.MML Investors Services, LLC03-01-2013
Anthony Randall BartlettCambridge Investment Research, Inc.MML Investors Services, LLC11-10-2017
Michael Ryan CrottyCambridge Investment Research, Inc.MML Investors Services, LLC$5001-22-2016
Jeffrey Pratt RussellCambridge Investment Research, Inc.MML Investors Services, LLC03-25-2014
Patrick Edward OneilCambridge Investment Research, Inc.MML Investors Services, LLC$1005-17-2013
Robert Peter LareauCambridge Investment Research, Inc.MML Investors Services, LLC01-19-2011
James Patrick DignamCitizens Securities, Inc.MML Investors Services, LLC06-03-2015
Cheryl Lee StuartCommonwealth Financial NetworkMML Investors Services, LLC07-18-2014
Michelle Elizabeth PaulesCommonwealth Financial NetworkMML Investors Services, LLC04-30-2013
John Jay Higgins Jr.Commonwealth Financial NetworkMML Investors Services, LLC$10003-21-2012
Rick Ray StaggsCommonwealth Financial NetworkMML Investors Services, LLC$2507-22-2011
Joanann Blaise Natola, Alexandra E. LeviCommonwealth Financial NetworkMML Investors Services, LLC$5002-01-2011
Robert Joseph CummingsCommonwealth Financial NetworkMML Investors Services, LLC07-29-2009
Christopher Edward BurnesHorace Mann Investors, Inc.MML Investors Services, LLC$2503-20-2018
Sean Joseph O'BrienHorace Mann Investors, Inc.MML Investors Services, LLC05-16-2017
Robert Michael NathanHornor, Townsend & Kent, LLCMML Investors Services, LLC$5004-02-2018
Cara M. DrewHornor, Townsend & Kent, LLCMML Investors Services, LLC09-01-2017
Nathan John FoxHornor, Townsend & Kent, LLCMML Investors Services, LLC02-25-2015
Keith Paul GravelineInfinex Investments, Inc.MML Investors Services, LLC08-27-2014
Michael Neil WallanderLPL Financial LLCMML Investors Services, LLC08-16-2019
Joseph Richard DelucaLPL Financial LLCMML Investors Services, LLC$1008-21-2017
James Joseph HoogasianLPL Financial LLCMML Investors Services, LLC$10007-14-2017
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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