Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Lowndes StullerCommonwealth Financial NetworkMML Investors Services, LLC$15006-22-2009
Robert Joseph CummingsCommonwealth Financial NetworkMML Investors Services, LLC07-29-2009
Charles Jonathan EvanCapital Planning Group of Massachusetts, Inc.MML Investors Services, LLC02-02-2010
Guido Mogatti SarcioneBaystate Wealth ManagementMML Investors Services, LLC06-15-2010
Brian Michael RavenelleLPL Financial LLCMML Investors Services, LLC$10009-07-2010
Joshua FarmerLPL Financial LLCMML Investors Services, LLC$10009-07-2010
Robert Peter LareauCambridge Investment Research, Inc.MML Investors Services, LLC$10001-19-2011
Ann M. SapelliMoney Concepts Capital CorpMML Investors Services, LLC$10001-24-2011
Joanann Blaise NatolaCommonwealth Financial NetworkMML Investors Services, LLC$50002-01-2011
John Thomas LianBaystate Wealth ManagementMML Investors Services, LLC04-20-2011
Ryan Joseph McGuaneThe O.N. Equity Sales CompanyMML Investors Services, LLC$25006-30-2011
Rick Ray StaggsCommonwealth Financial NetworkMML Investors Services, LLC$25007-22-2011
Earle Foster HollisterSt. Germain Securities, Inc.MML Investors Services, LLC$10009-06-2011
Thomas William ChesmoreGradient Securities, LLCMML Investors Services, LLC11-09-2011
Marc James GaudetteSignator Investors, Inc.MML Investors Services, LLC02-13-2012
John Jay Higgins Jr.Commonwealth Financial NetworkMML Investors Services, LLC$10003-21-2012
John Barrett SteigerCommonwealth Financial NetworkMML Investors Services, LLC$10005-14-2012
John Thomas Harten IIILPL Financial LLCMML Investors Services, LLC05-29-2012
Melissa Ann CouchSignator Investors, Inc.MML Investors Services, LLC$50008-10-2012
Owen T. BerryAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC08-16-2012
Alexander Paul SamarasOneAmerica Securities, Inc.MML Investors Services, LLC$10010-18-2012
William Campbell BerryCommonwealth Financial NetworkMML Investors Services, LLC01-18-2013
Salvatore Daniel LombardiAmeritas Investment Corp.MML Investors Services, LLC03-01-2013
Tomas Michael CernCambridge Investment Research, Inc.MML Investors Services, LLC$50004-19-2013
Michelle Elizabeth PaulesCommonwealth Financial NetworkMML Investors Services, LLC04-30-2013
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Showing 1 to 25 of 98 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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