Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Travis James SousaCitizens Securities, Inc.MML Investors Services, LLC$15003-22-2010
Brian Michael RavenelleLPL Financial LLCMML Investors Services, LLC09-07-2010
Joshua FarmerLPL Financial LLCMML Investors Services, LLC$2509-07-2010
Robert Peter LareauCambridge Investment Research, Inc.MML Investors Services, LLC01-19-2011
Ann M SapelliMoney Concepts Capital CorpMML Investors Services, LLC01-24-2011
Ryan Joseph McGuaneThe O.N. Equity Sales CompanyMML Investors Services, LLC$2506-30-2011
Earle Foster HollisterSt. Germain Securities, Inc.MML Investors Services, LLC$1,00009-06-2011
Steven Douglas LepageCambridge Investment Research, Inc.MML Investors Services, LLC09-20-2011
John Barrett SteigerCommonwealth Financial NetworkMML Investors Services, LLC$2505-14-2012
John Thomas Harten IIILPL Financial LLCMML Investors Services, LLC05-29-2012
Owen T BerryAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC08-16-2012
Joseph William HayesBoston Hill Advisors, LLCMML Investors Services, LLC$1010-23-2012
William Campbell BerryCommonwealth Financial NetworkMML Investors Services, LLC01-18-2013
Salvatore Daniel LombardiAmeritas Investment Company, LLCMML Investors Services, LLC03-01-2013
Emily M SricharoenchaikitMid Atlantic Capital CorporationMML Investors Services, LLC05-10-2013
Patrick Edward OneilCambridge Investment Research, Inc.MML Investors Services, LLC05-17-2013
Judith Ann ReedMorgan StanleyMML Investors Services, LLC$1012-04-2013
Rebecca Jane SchrummLPL Financial LLCMML Investors Services, LLC12-17-2013
Keith Paul GravelineInfinex Investments, Inc.MML Investors Services, LLC08-27-2014
Evan Derick Hugh RobertsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-22-2015
James Patrick DignamCitizens Securities, Inc.MML Investors Services, LLC$15006-03-2015
Steven Alan AlminasMorgan StanleyMML Investors Services, LLC08-25-2015
Wayne D RichardsonCommonwealth Financial NetworkMML Investors Services, LLC11-02-2015
Michael Ryan CrottyCambridge Investment Research, Inc.MML Investors Services, LLC01-22-2016
Justin Bradley ZelenWells Fargo Clearing Services, LLCMML Investors Services, LLC03-02-2016
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.