Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Staci Bagwell BennettLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2020
Heather Lee HerseyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2020
Nicholas M. LuiseCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2020
Janine Elizabeth BealGWFS Equities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2020
Teresa Lynn SwimmJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-02-2020
Sarah Elizabeth BirdMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
Nathaniel Robert Bucklin OsborneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Wendy Jill KarkoskaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-09-2019
Harrison TillLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00012-06-2019
Ronald Lee ShawWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-02-2019
Christopher Mark MoranStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2019
Christopher Elliot MoranStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2019
Cameron Zachary TytulaMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2019
Joshua SnellCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2019
David CampisanoSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2019
Elissa Kathleen FoleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2019
Stephanie Lynn CadenheadGWFS Equities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2019
Hardy TeySantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
Elisa Ann MooreCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Sami Samir ShehadehJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Yaman SharmaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Peter CoutracosSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-02-2019
Tejas Laxman BorseCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2019
Paul J. BracyTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2019
Chhe David TaingJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
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Showing 1 to 25 of 388 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.