Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Domenic Anthony MaitinoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1009-04-2015
Brian James WymanAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2012
Vivek MehraAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2012
Alfred Ramnel DrouinAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2011
Donna L. WalshAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2012
Jorge A. PerezBolton Global CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2015
Liduo E. Ciocca MontoyaBolton Global CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-03-2013
Cynthia Lee NimsBolton Global CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated12-29-2011
Clinton McHoulCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2017
Vincent Michael RecchiaCantella & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-07-2014
Abraham RosenbergCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Angelica Faye CronkCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2018
Stephen M WalshCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2018
Patrick James McGuinessCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2017
William Alfred HaggardCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2016
Paul William Feeney Jr.Citizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-06-2016
Patrick Sean GearyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2015
Michael Paul MichaelsonCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-04-2015
Jason A. RuelCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2014
Luis Emilio DolanCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2013
Simon AmirCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2012
Jordan Douglas TraubCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2018
Christopher M. HoveyCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
Jason Anthony BunkerCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2013
Nicholas Edward SternCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2012
Next Page »

Showing 1 to 25 of 144 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.