Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Ian Appelstein, Justin Hill MonahanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-02-2009
David Reynolds AveryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-05-2009
Brian Paul AstorinoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-06-2009
Joseph Coalter WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2009
Jeffrey David BielingMoors & Cabot, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2009
James Andrew CalabreseUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-30-2009
Daniel Francis MilesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Jeffrey Grant AffeldtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Harry Daniel MuscatelloLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20002-12-2009
Louis M FleisherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2009
James W BuzgoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
Mark DittrichRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Scott William DittrichRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Gary Mariano GarayJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2009
Damian Paul PettaCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
Andrew Rowe SullivanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2009
Tracey A NeretOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2009
Michael Stephen ConstantineRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2009
Albert Sebastian Toto IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2009
Kevin Joseph QuiltyCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2010
David Edward FedorCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-21-2010
Stephen Albert ZahkaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-28-2010
Charles Alexander LavrentiosHarbor Point Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2010
Douglas Robert OrificeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2010
Chris Reynolds MilletteNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2010
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Showing 1 to 25 of 142 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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